Water Quality
Ambient Water Quality Criteria for Dissolved Oxygen
4.0 Aquatic Life (Freshwater, Marine and Sediment)
4.1 Effects On Algae And Macrophytes
The more familiar effects of dissolved oxygen
on primary producers are indirect and are beyond the scope of
this discussion (e.g., as in the well-documented role of oxygen
in nutrient availability). Since algae and macrophytes are net
producers of oxygen and located in relatively close proximity
to the surface they are not usually associated with exceptionally
undersaturated water. Dissolved oxygen is required for respiration,
but generally will not be as limiting as some other condition
such as light or hydrostatic pressure.
One of the physiological obstacles to the evolutionary transition
of plants (primarily terrestrial origins) into freshwater was
the relative lack of oxygen-0.8 percent in water by volume as
compared to 20 percent in air-and slower diffusion rates of gasses
in water. During darkness, dissolved oxygen is the most critical
factor influencing the respiration of submersed macrophytes.
The diurnal photosynthetic cycle produces oxygen which is used
immediately for respiration and the excess can be stored in internal
air spaces or lacunae for use in early morning when the supply
may become low. Research suggests that with decreasing dissolved
oxygen there is a logarithmic decrease in the rate of respiration
in many freshwater species and a proportionate decrease in the
rate of respiration in marine angiosperms and algae (Sculthorpe,
1967). Oxygen dependence has been demonstrated in plants when
the internal oxygen supply becomes exhausted (the rate of oxygen
diffusion from the surrounding water then becomes limiting).
Since aquatic plants are often rooted in anaerobic sediments
they have had to devise several adaptations. Depending on the
species, rhizomes of freshwater plants are either supplied oxygen
from the foliage or, in those perennials that overwinter in a
dormant condition, must utilize the Kreb's cycle (energy release
through anaerobic glycolysis and fermentation) for respiration
in the absence of oxygen. The lacunae may be continuous from
the roots to the above water structures, thereby allowing very
efficient gas transport. Where the lacunae are isolated by plates
of cells, these pockets may store and prevent loss of photosynthetically
produced oxygen from submerged plants. An example of a biochemical
adaptation is the production of respiratory cytochromes which
have an unusually high affinity for oxygen (Moss, 1980).
Lewin (1962) reported that aerobic respiration in some algae
has been found to continue unimpaired at very low oxygen tensions.
Under anaerobic conditions most plants start to ferment (breakdown
carbohydrate to produce carbon dioxide, ethanol and organic acids).
A few highly specialized algal species in several classes are
capable of anaerobic metabolism; however, there has been no evidence
of anaerobic, heterotrophic growth as found in biochemically
similar species of bacteria. The development of anaerobic conditions
may select against perennation (overwintering adaptations) of
oligotrophic phytoplankton, but is tolerated by the dormant life
stages of many eutrophic species (may be conducive to the seasonal
growth of Microcystis [Reynolds, 1984]).

4.2 Effects on Invertebrates
The specific oxygen requirements of aquatic
invertebrates have been studied extensively and the great range
of tolerances identified is predictable for such a diverse group.
Davis (1975) explained that organisms which are most able to
tolerate low oxygen conditions are capable of some form of anaerobic
metabolism. This enables some normally aerobic invertebrates
to inhabit low oxygen environments for extended periods, while
others may be able to tolerate only a brief oxygen debt (due
to accumulated metabolic products which must be oxidized). Animals
with high metabolic rates are typically less tolerant of reduced
oxygen than sluggish forms (e.g., early life stages or behaviourally
inactive forms). Many invertebrates can regulate oxygen uptake
over a range of oxygen tension (are oxygen-independent), while
in others, oxygen uptake conforms to availability (are oxygen-dependent).
Davis (1975) summarized a considerable body of literature for
many freshwater and marine organisms and concluded that knowledge
of chronic effects and community oxygen requirements was not
sufficient to establish safe criteria. However, it is useful
to review some of his material and other works to determine the
sensitivities of representative local taxa.
4.2.1 Freshwater
Oxygen sensitivities of freshwater invertebrates
commonly reflect the habitats in which they live. In aquatic
environments, the respiratory rate usually will depend on the
oxygen concentration, and this rate may decline sharply at low-to
mid-saturation levels. Currents can be an important factor as
the oxygen concentration tolerated by some animals at times is
decreased with increased flow. Stream organisms which depend
on currents for replenishment of oxygen have comparatively slow
body and gill movements (Moss, 1980). Oxygen dependence/ independence
are spread through most of the major invertebrate groups and
sensitivities are varied, thus generalizations are difficult.
A summary of responses to low oxygen is presented in Table 4.

Table 4. Oxygen Sensitivites of some Freshwater Invertebrates1
|
CLASSIFICATION2
|
HABITAT
(where specified
or known)
|
RESPONSE
TO LOW OXYGEN
(mg O2/L)
|
REFERENCE
|
Annelida:
(leech)
Erpobdella
testacea
|
(varied)
|
-regulated oxygen
uptake and lowered its Pc (critical O2 tension)
following acclimation to low oxygen
|
Davis, 1975
|
Gastropoda:
(snails)
most littoral
snails
|
|
-oxygen dependent,
as respiratory rate falls progressively with oxygen content
|
Moss, 1980
|
Lymnaeidae,
Physidae
|
|
-withstood
6 h of anaerobiosis
|
Davis,
1975
|
Planorbidae
and operculates
|
|
-withstood 24
h of anaerobiosis
|
|
Ancylus
fluviatilus
|
|
-climbed
to the water's surface when dissolved oxygen declined
|
|
Acroloxus
lacustris
|
(stagnant)
|
-survived
long anaerobic exposures
|
|
Pelecypoda:
(clam)
Anadontoides
ferrussacianus
|
(low oxygen, muddy
bottom)
|
-survived several
days of anaerobic conditions
|
Davis, 1975
|
Decapoda:
(crayfish)
Pacifastacus
leniusculus
|
|
-oxygen utilization
was elevated below 5.7 and ventilation was depressed
below 3.6
|
Davis, 1975
|
Procambarus
simulans
|
(muddy
streams and ponds)
|
-
similar oxygen dependence and increased ventilation in
lower oxygen
|
|
Astacus
fluviatilus
|
|
-moved
from low to high oxygen concentrations when exposed to
agradient
|
|
Isopoda:
(aquatic sow
bug)
Ascellus
intermedius
|
(polluted and
de-oxygenated water)
|
-24-h LC50-0.03
(20 degrees C)
|
Sprague, 1963
|
Amphipoda:
(scuds, sideswimmers)
Hyalella
azteca
|
(well-oxygenated,
unpolluted waters)
|
-24-h LC50 -
0.7 (20 degrees C)
-96-h/30-d LC50 -
0.30 (20 degrees C) lowest no-adverse-effect - >1.2
|
Sprague,1963
Nebecker et
al., 1992
|
G.
fasciatus
|
|
-24-h
LC50 - 4.3 (20 degrees C)
|
|
G.
lacustris
|
|
-7-d
LC50 - <0.2 (13 degrees C)
lowest no-adverse-effect<0.1
|
Nebeker et
al., 1992
|
G.
pulex
|
|
-increased
its pleopod movement in low oxygen to move away; had
a slow developing avoidance reaction at 7 (25 min) but
quicker at < 1 (1-2 min)
|
Davis,
1975
|
G.
limnaeus
|
|
-96-h
LC50-<3
-20-d LC50-2.8
|
Gaufin,
1973
|
Cladocera:
(Water fleas)
Daphnia
|
(varied)
|
-produced haemoglobin
and turned red after stimulation with low oxygen for
about 10 days
|
Davis, 1975
|
D.
magna
|
|
-preferred
fully saturated water over water 15 percent saturated
although more than an hour was required for the response
to develop
-1.8 reduced
fecundity in 26-d
-2.7 reduced
final weight by 17%
-3.7 had no
effect
-48-h LC50 -
0.6, 0.7 (12 degrees C)
-lowest no-adverse-effect
0.9
|
Homer and Waller,
1983
Nebeker et
al., 1992
|
D.
pulex
|
|
-48-h
LC50 - 0.5 (17 degrees C)
-96-h LC50 -
0.4 and 0.7
-lowest no-adverse-effect
2.1 (based on reproduction)
|
Nebeker et
al., 1992
|
Coleoptera:
Ephemeroptera
(Mayflies)
|
|
-Critical oxygen
tension (Pc) below which respiratory dependence occurred:
|
Davis, 1975
|
Baetis
|
(swift
streams)
|
17.00
|
|
Leptophlebia
|
(lakes)
|
3.60
|
|
Cloean
|
(ponds)
|
2.86
-96-h LC50 at
18.5 degrees C:
|
Nebeker,1972
|
Hexagenia
limbata
|
|
1.4
|
|
Baetisca
laurentina
|
|
3.5
|
|
L.
nebulosa
|
|
2.2
|
|
Ephemerella
subvaria
|
|
3.9
|
|
Ephemera
simulans
|
|
-30-d
LC50 at 18.5 degrees C:
4.5
|
|
B.
laurentina
|
|
5.0
|
|
L.
nebulosa
|
|
-%
emergence at mg O2/L:
70/20/0 9.0/6/2.4
|
|
B.
laurentina
|
|
70/0
7.0/4.0
|
|
E.
simulans
|
|
40/0
9.0/4.1
|
|
Plecoptera:
(Stoneflies)
Pteronarcys
|
(well-oxygenated,
moving water)
|
-96-h LC50:
2.2 (18.5 degrees
C)
|
Nebeker, 1972
|
Acroneuria
lycoria
|
|
-96-h
LC50:
3.6 (14 degrees
C)
-30-day
LC50:
|
|
P.
dorsata
|
|
4.4-4.8
|
|
Trichoptera:
(caddis flies)
Hydropsyche
betteni
|
(well-oxygenated
water)
|
-96 h LC50:
2.9 (21.0 degrees
C)
2.6 (18.5 degrees
C)
2.3 (17.0 degrees
C)
1.0 (10.0 degrees
C)
|
Nebeker, 1972
|
Coleoptera:
(beetle)
Donacia
|
(emergent vegetation)
|
-became less active
in low oxygen; survived 168 h in closed bottles that
initially contained 0.37
|
Davis, 1975
|
Diptera:
(midges)
Chironomids
|
(bottom organisms)
|
-regulated oxygen
uptake and lowered Pc following acclimation to low oxygen
-suspended feeding
when oxygen levels dropped to 5-7.5 percent of saturation
|
Davis, 1975
|
Chironomus
authracinus
|
|
-at
1, growth stopped (limited respiration produced only
enough energy for maintenance of vital functions)
|
|
Tanytarsus
dissimilis
|
(sluggish
water)
|
-96-h
LC50 at 18.5 degrees C:
<0.6
-30-d LC50 at
18.5 degrees C:
<0.6
-% emergence
at mg O2/L:
80+/0 <0.6/0
|
Nebeker,
1972
|
1 Some species may not be native to British
Columbia
2 Species are grouped under commonly used
group classifications (usually Orders but in some cases Phyllum
names are used)

Nebeker (1972) investigated
low oxygen tolerances of insects known to be important fish
food (larvae of stoneflies, mayflies, caddis flies and midges).
In addition to the 96-h LC50 analyses, he also looked
at the more meaningful 30-day survival and emergence success
(Table 4). One species of mayfly (Baetisca laurentina)
and one stonefly (Pteronareys darsata), tested in both
time sequences, were less tolerant of the 30-day exposure to
low oxygen than of the 96-hour routine, while a chironomid
(Tanytarsus dissimilis) accustomed to low oxygen showed
no difference in response. Adult emergence also was inhibited
at much higher percentage saturations than the 96-h LC50 values.
For example, the mayfly Leptophlebia nebulosa had 70
percent emergence at 9.0 mg O2/L (saturation at
18.5 degrees C would have been 9.3 mg/L), 20 percent emergence
at 6.0 mg/L and no emergence at less than 2.4 mg/L. The midge Tanytarsus
dissimilis was least sensitive to low oxygen and could
reproduce (with greater than 80% emergence) at concentrations
as low as 0.6 mg/L. Nebeker advocated full life cycle studies
for the examination of oxygen stress on aquatic insects.
Subsequent to the release
of the 1986 US EPA criteria document on dissolved oxygen, Nebeker et
al. (1992) collected additional invertebrate data on long-term
exposure to hypoxia at high summer temperatures and at concentrations
simulating natural levels in the field (used diurnal fluctuations).
The LC50 acute response thresholds reported in Table
4 for the four species chosen (two cladocerans and two amphipods)
were all below 1 mg/L. Chronic tests over 5 to 30 days considered
significant differences (p<0.05) in survival, growth or
reproduction, from control groups. Chronic response thresholds
in terms of lowest no-adverse-effect varied from a low of 0.9 mg
O2/L to a high of 2.1 mg O2/L (based
on reproduction) for the four species. The investigators noted
that the animals stayed at or near the surface to expose parts
of their body to the air when subjected to lethal dissolved
oxygen levels. They concluded that the representatives from
the two large groups of crustaceans were relatively tolerant
of hypoxia and the present criterion (US EPA, 1986) for freshwater
aquatic life (Table 11) would provide reasonable protection
for these invertebrates.

4.2.2 Marine
Davis (1975) also reviewed
the effects of low oxygen in marine and brackish environments.
Table 5 largely summarizes his discussion of oxygen requirements
of intertidal, benthic, and pelagic invertebrates.
During
low tide, surface organisms are either exposed entirely or
left in pools, which
may experience considerable oxygen demand from algae and become
anoxic. As expected, groups which occupy this zone tend to
be highly resistant to oxygen deficiency (Table 5-i). Organisms
living on or within mud flats are particularly tolerant, while
those on exposed, firm substrates are usually less tolerant
of oxygen stress. Parasado Rao and Ganapati (1968) identified
the critical oxygen tension (Pc) in two barnacles, one adapted
to oxygen-rich areas (Pc=5.0 mg/L) and the other to polluted
habitats (Pc=3.5 mg/L). Oxygen dependence occurred below these
levels and no gaseous exchange was found below 0.7 mg/L (anaerobiosis
likely was possible for short periods). Sassaman and Mangum
(1972) found similar results for two species of anemones with
different oxygen requirements (the burrowing form consumed
less and had greater tolerance of oxygen stress). The researchers
noted that both test animals could survive anoxia much longer
than the normal tidal cycle. This also appears to be true of
many intertidal taxa listed in Table 5, which have demonstrated
resistance to anoxia, or at least very low oxygen levels (less
than 1 mg/L) for extended periods.
Table 5. Oxygen Sensitivites of some
Marine Invertebrates
|
CLASSIFICATION
|
HABITAT
(where specified
or known)
|
RESPONSE
TO LOW OXYGEN
(mg O2/L)
|
REFERENCE
|
| |
(i)
Intertidal
|
|
|
Annelida:
Polychaeta
(tubeworms
and lugworms)
Sabella
pavonina
|
(tube-dweller
found in well-aerated water)
|
-tolerated 10%
oxygen saturation but died in 4 days at 4%
|
Davis,
1975
|
Nereis
diversicola
|
(burrows
to 20 cm in mud flats)
|
-reduced
its rate of water pumping in low oxygen
-LD50 of
0.21, 10 degrees C: 5 days
|
Davis,
1975
Theede et
al., 1969
|
Arenicola
marina
|
(tube-dweller
in mud flats)
|
-cannot
tolerate oxygen in water above 4% saturation and fully
oxygenated water is slowly toxic
-reduced its
rate of water pumping in low oxygen
|
Davis,
1975
|
Nematoda:
nematodes
|
(tide
pool)
|
-survived
anaerobic conditions (caused by respiratory demand of
large seaweeds) for 16 h at 25 degrees C
|
Davis,
1975
|
Zoantharia:
(anemones)
Metridium
senile
|
(attached
to rocks, pilings)
|
-survived 96-h
at 0.5-0.7
(18°-22
degrees C) uniform mortality at 120 h
|
Sassaman & Mangum,
1972
|
Haloclava
producta
|
(sand
burrows 10-15 cm deep)
|
-survived
11-d at 0.5-0.7
(18°-22
degrees C)
-used irrigation
to maintain a partial pressure of 128 mm Hg (7.5 mg
O2/L)
|
Sassaman & Mangum,
1972
|
Gastropoda:
(periwinkle)
Littorina
littorea
|
(varied, to 15
m depth)
|
-LD50 at
0.21 (10 degrees C): 15 days
|
Theede et al., 1969
|
Pelecypoda:
(mussels)
Mytilus
edulis
|
(attached, in
upper littoral)
|
-survived several
weeks without oxygen
-LD50 at
0.21 (10 degrees C): 35 days
|
Davis, 1975
Theede et al., 1969
|
(soft-shell
clam)
Mya arenaria
|
(buried 20-30
cm in mud flats)
|
-LD50 at
0.21 (10 degrees C): 21 days
|
Theede et al., 1969
|
(Cockle)
Cardium
edule
|
(soft sand bottom)
|
-LD50 at
0.21 (10 degrees C): 4.3 days
|
Theede et al., 1969
|
(Oyster)
Ostrea virginica
|
(attached, in
upper littoral)
|
-survived less
than 0.5 for at least one week
|
Davis, 1975
|
Thoracia:
(barnacles)
Balanus
amphitrite
|
(polluted, oxygen
deficient areas)
|
-respiratory regulation
ceased at 3.5 and metabolic rate decreased along with
oxygen levels below this
|
Parasada Rao and
Ganapati, 1968
|
B.
tintinnabulum
|
(oxygen-rich
open areas)
|
-respiratory
regulation ceased at 5.0 and metabolic rate decreased
along with oxygen levels below this
|
Parasada
Rao and Ganapati, 1968
|
Amphipoda:
(gammarids)
Gammarus
oceanicus
|
(tidepool)
|
-avoids anoxic
conditions and becomes more active in low oxygen
-LD50 at
0.21 (10 degrees C): 15 h
|
Davis, 1975
Theede et al., 1969
|
Allorchestes
angustus
|
(under
rocks, logs, algae)
|
-tolerated
0.3-0.89 in surface water near a pulp mill
|
Davis,
1975
|
Anisogammarus
pugettensis
A. confervicolus
|
|
-survived 24 h
at 0.24-1.8 but died after 36 h
|
Davis, 1975
|
Decapoda:
(crabs)
Uca pugnax
U. pugilator
|
(marsh)
|
-respiratory-independent
to a partial pressure of 40-50 mm Hg (2.6 mg O2/L)
and withstood anaerobic condi-tions for at least one
week
|
Davis, 1975
|
Echinoidea:
(urchins)
Strongylocentrotus
drobachienis
S. franciscanus
S. purpuratus
|
(hard
bottoms)
|
-can
be various degrees and modes of respiration related to
oxygen availability and metabolic demand
-respiratory-dependent
below 60-70 mm Hg (4.7 mg O2/L) oxygen partial
pressure
|
Davis,
1975
|
Asteroidea:
(sea stars)
Asterias
rubens
|
(hard bottoms)
|
-LD50 at
0.21 (10 degrees C):
4.3 days
|
Theede et al., 1969
|
| |
ii)
Benthic
|
|
|
Annelida:
Polychaeta
(tubeworms,
lugworms)
Hydroides
norvegica
|
(burrows)
|
-showed reduced
larval settlement in low oxygen
|
Davis, 1975
|
Chaetopterus
variopedatus
|
(burrows)
|
-increased
its rate of pumping in burrows
|
|
Cnidaria:
(anenome)
Actinia
|
(hard surfaces)
|
-migrated to the
surface when oxygen fell below 2.0
|
Davis, 1975
|
Cephalopoda:
(octopus)
Octopus
dofleini
|
(sheltered areas)
|
-exhibited lowered
arterial blood oxygen levels and elevated cardiac output
when oxygen partial pressure dropped below 120 mm Hg
(8.42 mg O2/L)
|
Davis, 1975
|
Isopoda:
(isopods)
Limnoria
lignorum
L. quadripunctata
L. tripunctata
|
(in wood)
|
-burrowing activity
was directly related to available oxygen; 28 day TLm for
three temperatures ranged from 0.6-1.18
|
Davis, 1975
|
Idotea
baltica
|
(sand
bottom)
|
-LD50 at
0.21 (10 degrees C |
Theede et
al., 1969
|
Amphipoda:
(amphipods)
Corophium
arenarium
|
(aerobic sediments)
|
-exhibited a preference
for oxygenated water
|
Davis, 1975
|
C.
volutator
|
(anaerobic
sediments)
|
-no
preference for oxygen levels in water
|
|
Stomatopoda:
(mantis Shrimp)
Squilla
mantis
|
|
-showed elevated
respiratory movements in low oxygen
|
Davis, 1975
|
Decapoda:
(crab)
Cancer productus
|
|
-demonstrated
oxygen-dependent respiration particularly at high temperatures
|
Davis, 1975
|
Carcinus
maenas
|
|
-elevated
respiratory movements in low oxygen -LD50 at
0.21 (10 degrees C): 2 days
|
Theede et
al., 1969
|
(shrimp)
Crangon
vulgaris
|
|
-asphyxiated below
20% air saturation, migrated vertically at 22-35% saturation
|
Huddard and Arthur,
1971
|
Crangon
crangon
(prawn)
Pandalus
borealis
|
(sound
bottom)
|
-LD50 at
0.21 (10 degrees C): 2 h
-elevated respiratory
movements in low oxygen
|
Theede et
al., 1969
Davis, 1975
|
Ophiuroidea:
(brittle star)
Ophiura
albida
|
(on sand/silt
bottom)
|
-LD50 at
0.21 (10 degrees C):
1.3 days
|
Theede et al., 1969
|
| |
(iii)
Pelagic
|
|
|
Mysidacea:
(opossum shrimp)
Gnathophausia
ingens
|
(intermediate
depth, stable oxygen-minimum layers)
|
-regulated oxygen
consumption and respired aerobically down to 0.3
|
Childress, 1971
|
Copepoda:
(copepods)
Calanus
plumchrus
|
|
-were very abundant
in an oxygen minimum layer (0.57 mg/L) in Saanich Inlet
-another researcher
reported Calanus was killed at between 1.4-2.9
|
Davis, 1975
|
Euphausiacea:
(krill)
Euphausia
pacifica
|
|
-would not enter
an oxygen minimum layer (0.57 mg/L) in Saanich Inlet
|
Davis, 19765
|
Cephalopoda:
(squid)
Loligo
|
|
-avoided oxygen-deficient
water
|
Davis, 1975
|
Benthic marine invertebrates are associated
with a variety of habitats (Table 5-ii), many of which may be
oxygen-deficient due to the consumptive demands present at the
substrate. The oxygen requirements of these organisms, like their
freshwater counterparts, usually are tailored to their particular
habitats. Oxygen-dependent respiration and behavioural changes
are common in reduced oxygen. For example, Huddard and Arthur
(1971) (cited in Davis, 1975) found that shrimps (Grangon cullgaris)
swim upwards at dissolved oxygen levels between 22 and 35 % saturation,
presumably to be displaced by currents to more oxygenated water
where they passively sink to the bottom. Elevated respiratory
movements in response to low oxygen are typical of burrowing
polychaete worms and many crustaceans, although the reverse also
is found (Davis, 1975) (see Table 5-ii). Hoos (1973) (cited in
Davis, 1975) determined that benthic species diversity decreased
with depth and varied seasonally according to the oxygen level.
Levings (1972) (unpublished data in Davis, 1975) found 20 polychaete
taxa at one station greater than 150 m deep in Howe Sound where
oxygen content typically was 2.9 to 4.3 mg/L. Alternatively,
Levings and McDaniel (1964) (cited in Davis, 1975) sampled a
diverse community of epifaunal invertebrates attached to a cable
retrieved from 300 m to 500 m depths in the Strait of Georgia.
Thompson (1981) also reported a thriving benthic community of
polychaete worms, brittle stars, crabs, urchins and clams from
the western basin of Johnstone Strait. This productivity was
attributed to the strong bottom currents that moved freshly-oxygenated
water over the channel floor and maintained uniform oxygen concentrations
year-round. The absence of this circulation behind silled basins
and fiords keeps faunal diversity depressed in those areas due
to the devastating effects of hypoxia.
Pelagic invertebrates also may encounter a variety of oxygen
conditions, and their requirements and behavioural responses
related to oxygen more closely resemble higher life forms such
as pelagic fish (Davis, 1975). As indicated in Table 5-iii, avoidance
reactions to oxygen deficiency are common in groups which swim
freely. Many organisms also become adapted to low-oxygen strata.
Davis (1975) cited a study by Hoos (1970), in which 27 species
inhabited an oxygen-minimum layer (0.57 mg/L) in Saanich Inlet.
Childress (1971) reported that a mysoid (Gnathophausia ingens)
could respire aerobically in oxygen levels as low as 0.3 mg/L
rather than revert to anaerobiosis. Such an adaptation likely
was possible because of the long-term uniformity of water quality
conditions where it is found.

4.3 Effects on Fish
4.3.1 Introduction
The bulk of available literature on the dissolved
oxygen requirements for aquatic life deals with freshwater and
anadramous salmonids. This is understandable, given the economic
benefits derived from both natural and artificially propagated
stocks. With respect to the latter, much research has been directed
at early life stages for the purpose of optimizing ambient conditions
for hatchery production. Comparatively few data exist for strictly
marine fishes found in proximity to the British Columbia coastline.
Davis (1975) presented a small amount of marine-related data
in his oxygen criteria document and, of these, most referred
to Atlantic or European species.
The Appendix contains a list of the principal fishes considered
in the derivation of criteria for this document. It is obvious
that this listing is primarily based upon coldwater salmonids
(the Esocidae being an exception). Available evidence suggests
that some non-salmonids may be at least as sensitive to low dissolved
oxygen as salmonids. The US EPA considers the herrings, smelts,
pikes and sculpins to be among those groups, while several warmwater
families (many introduced) found in this province such as basses,
sunfishes, catfishes and perches generally are more tolerant
of lower oxygen levels. For diverse environments such as covered
by national criteria (e.g., CCME, 1987; US EPA, 1986; Davis,
1975) it is common to have dichotomies with respect to coldwater/warmwater
species and salmonid/non-salmonid species. In British Columbia,
coldwater fishes with similar sensitivities inhabit essentially
all watersheds, although warmwater species may co-exist. It was
considered redundant to have separate criteria for warmwater
fishes, which admittedly are a more biologically diverse and
less well-understood grouping. However, a criterion predicated
on the requirements of coldwater salmonids (and like-salmonids)
should protect non-salmonids.
Recent criteria documents have recognized two distinct salmonid
habitats (with characteristic dissolved oxygen regimes) associated
with two distinct development stages. The oxygen requirements
and oxygen supply to early life stages (buried eggs through to
emergence or a post-hatch period) are different from those for
free-swimming, later life stages which reside in the water column.
This document deals first with juvenile/adult life stages (including
free-swimming fry that may have residual yolk sac material),
followed by embryo/alevin life stages. The early development
stages for salmonids are described by a variety of nomenclatures
by different authors, which can lead to confusion. For the purpose
of this discussion, fertilized eggs are considered embryos up
until the time of hatch and alevins are semi-mobile with yolk
sacs, but still reside within the gravel interstices (some may
refer to these stages as simply all embryonic or larval).

4.3.2 Juvenile / Adult Life Stages
Data in the literature on the effects of low
dissolved oxygen on fish are highly variable and sometimes contradictory
due largely to the absence of standardized analytical methods
(e.g., 96-h LC50 test is seldom used). Different experimental
apparatus, water temperatures, flow rates, acclimation periods,
exposure times and feeding characteristics have been used. Further
variability is introduced by the different oxygen sensitivities
between species and within different life stages of the same
species, and for different behaviour/metabolic processes (e.g.,
swimming, feeding, growth, bioenergetics).
The following sections on acute and chronic toxicity of hypoxia
to fish will focus on studies considered to be the most definitive
by other reviewers and noted experts in the field.
4.3.2.1 Acute Effects
Oxygen lethality thresholds reported in the
literature are particularly dependent on experimental design.
Researchers have utilized a variety of procedures to develop
hypoxic conditions (e.g., placing fish in sealed vessels where
respirated oxygen is not replaced, addition of nitrogen to bind
dissolved oxygen, boiling, drawing naturally deoxygenated water
from wells or in situ tests in hypolimnetic layers). These techniques
all have varying degrees of susceptibility to interferences from
other common variables such as ammonia and dissolved gasses.
For example, the presence of high concentrations of carbon dioxide
(inherent in closed vessel tests) commensurate with high pH and
alkalinity will increase the tolerance of coho salmon to low
oxygen (Warren et al., 1973).
The dosing technique also is important. Fish may have been subjected
to a sudden drop in dissolved oxygen or step-down concentrations.
Where reductions have been gradual, the ability of some fish
to acclimate through a physiological adjustment (which improves
blood oxygen carrying capacity) has been observed. Studies by
Shepard (1955) on brook trout suggested a simple straight-line
relationship between higher incipient (first occurring) lethal
levels and acclimation levels. However, regardless of acclimation
history, age group or state of activity, the entire range of
lethality occurred within a relatively narrow interval of 1.4
mg O2/L oxygen. The lowest concentration to which
trout were acclimated was 1.05 mg O2/L and the incipient
lethal level was approximately 1.85 mg O2/L.
Wirosoebroto-Hartadi's (1986) work on rainbow
trout yielded similar results and found consistently lower lethality
thresholds
for acclimated rainbow trout. The mean difference in LC50s
for fish acclimated to 6 mg O2/L and 4.2 mg O2/L was
about 0.3 mg
O2/L. It was also noted that step-down dosing of non-acclimated
fish resulted in an acclimation-type response in itself. Douddoroff
and Shumway (1970) gave a detailed account of these and other
variables (exposure time, water temperature, age and size of
test subjects, accessibility to surface/air interface, etc.)
encountered in lethality studies. These authors acknowledged
that published test results were not often comparable and the
practical significance of most were questionable. Nevertheless,
the ranges of low oxygen tolerances ascribed to various fish
species are of interest.
Table 6 contains the results of the lethality studies cited
above and others considered to be representative of local species.
As other reviews (Doudoroff and Shumway, 1970; EIFAC, 1973; US
EPA, 1986) have established, observed lethal oxygen levels generally
increased at higher water temperatures and longer exposures,
and mortality or loss of equilibrium occurred between 1 and 3
mg/L; reported laboratory results outside of this range should
be considered suspect.

4.3.2.2 Chronic Effects
The problems cited previously with interpreting
the literature on dissolved oxygen effects are probably most
pronounced for chronic toxicity. The manner and intensity of
fish responses to hypoxia can vary widely among studies on the
same bodily functions. This document has adopted the premise
of other reviewers (US EPA, 1986; Davis, 1975) that consistent
effects (behavioural, physiological or other) first observed
at higher concentrations must take precedence for criteria purposes,
over test results that have indicated lesser sensitivities. The
low oxygen threshold at which some reaction first becomes apparent
is usually referred to as the incipient or critical level. Presumably,
at this level the organism must expend or adjust its available
energies to counteract the influence of hypoxia. When this stress
is a chronic occurrence, this could have a detrimental effect
on long-term survival, and thus any departure from a `no-effect'
level is considered an undesirable risk (Davis, 1975). The following
topics on the effects of chronic hypoxia on juvenile/adult fish
cover avoidance behaviour, swimming performance, physiology and
growth.
Table 6. Acute Lethal Oxygen Concentrations for some BC Fishes
Juvenile / Adult Life Stages
SPECIES/
(DEVELOPMENT)
|
LETHAL
LEVEL
(mg O2/L)
|
TEST CONDITIONS
|
REFERENCE
|
Coho
salmon (underyearling)
|
1.2
(24-h TLm)1
2.0 (24-h TLm)
|
constant
O2, 12-16 degrees C
constant O2,
23.5 degrees C
|
Davison et
al., 1959
|
(juvenile)
|
1.7-2.0
(0-90% died)
|
24-hr
constant O2
20-22 degrees
C
|
McNeil,
1956
|
(juvenile)
|
2.3-3.3
(20-d TLm)
|
20
degrees C
|
|
Chinook
salmon (juvenile)
|
1.7-1.8
(24-h TLm)
|
constant
O2
20 degrees
C
|
Katz et
al., 1959
|
(juvenile)
|
1.9
(died in <2 h)
|
caged
fish, Neroutsos
Inlet
|
Kruzynski,
unpublished
|
Brook
trout (juvenile)
|
1.75
(83-h TLm)
1.5 (near
complete mortality < 83 hr)
|
9-10
degrees C
|
Shephard,
1955
|
Rainbow
trout (6 mo.)
|
1.3-1.6
(24-h LC50)
2.6-2.7 (24-h
LC50)
|
24-h
constant O2, no CO2 added, 13-20
degrees C
(as above)
but CO2 at 30 mg/L
|
Alabaster et
al., 1957
|
(underyearling)
|
< 2.6
|
12.5
degrees C
24-hr constant
O2
|
Thurston et
al., 1981
|
(juvenile)
|
1.6-1.7
(50-70% died)
|
16-20
degrees C
3-8 mg/L CO2
|
McNeil,
1956
|
(juvenile)
|
1.5,
1.6 (72-h LC50)
1.8, 1.86
(these were
standard dose responses-stepdown tests had 0.2-0.4
mg/L lower limits)
|
15C,
acclimated at
4.2 mg O2/L
15 degrees C,
acclimated at 6
|
Wirosoebroto-Hartadi,
1986
|
(10
cm Juvenile)
|
2.4-3.1
(7-d LC50)
|
constant
O2
16-20 degrees
C
|
Downing
and Merkens, 1957
|
Northern
Pike (adult)
|
< 0.25
(5 days)
|
no
acclimation,
2.5-4.0 degrees
C
|
Petrosky
and Magnuson, 1973
|
1TLm-the median tolerance limit (in terms
of concentration) that is lethal to half of the organisms over
a specified period

Avoidance Behaviour -
The severity of hypoxic conditions may be much less if affected
organisms can sense and avoid localized areas of depressed
oxygen; however, this in itself can have serious consequences.
Birtwell (1989) reported that much of the chum salmon run was
prevented from reaching spawning streams at the head of Neroutsos
Inlet. Many salmon that were delayed were too far advanced
in maturity to spawn successfully had they been able to complete
their migration. McGreer and Vigers (1983) found avoidance
reaction in juvenile chum salmon up to 10 km from the Port
Alice pulp mill (northern Vancouver Island) partially as a
result of severely depleted dissolved oxygen conditions in
Neroutsos Intlet. However, these workers also determined that
pH had a greater influence on fish avoidance behaviour, which
suggested the effluent itself was also involved in stimulating
avoidance (mortalities were found up to 2 km from the discharge).
Alabaster (1989) suggested that migrating chinook salmon in
the San Joaquin Delta region of California were severely impeded
at dissolved oxygen levels below 3.5 mg/L. Records of chinook
salmon ascending the somewhat polluted Willamette River in
Oregon were compared to known oxygen concentrations (Alabaster,
1988). Summer run numbers were expressed by way of percentile
distributions to define the failure or success of a portion
of the run passing a known point of lowest dissolved oxygen
content and then travelling upstream to the Willamette Falls.
The division point between most of the fish running, relative
to when most were not, corresponded to an oxygen level of about
3.5 mg/L over four consecutive years. Migration did not appear
to be inhibited in one year when the average daily minimum
was about 5.7 mg O2/L. A well-known study by Whitmore et
al. (1960) on chinook and coho salmon in troughs identified
a seasonal variability, whereby juvenile chinook salmon avoided
oxygen concentrations from 1.5 to 4.5 mg/L in summer (water
temperature 18C), but did not avoid 4.5 mg/L in autum (water
temperature 12C). Alternatively, coho salmon avoided all oxygen
concentrations below 6 mg/L in summer, but were less consistent
in their responses. Both species exhibited a marked preference
for 9 mg O2/L or higher. Birtwell and Kruzynski
(1989) reported that underyearling chinook salmon avoided dissolved
oxygen below 7 to 8 mg/L. Shephard (1955) reported violent
activity and attempts to surface by brook trout subjected to
low oxygen (0.5-1.9 mg/L). Davis (1975) explained that a non-acclimated
fish might well react in this way as a survival response, but
acclimation could lower the magnitude of this response to conserve
energy. Spoor's (1989) more recent work on brook trout offered
fingerlings (fed and acclimated) the choice of a wide range
of oxygen concentrations in 16 gradients between 1 and 8.9
mg/L. They avoided concentrations below 4 mg/L and preferred
5 mg/L or higher with statistical certainty. However, given
the choice of any of two concentrations above 5 mg/L, the fish
did not show a significant preference for the higher of the
two.
Wirosoebroto-Hartadi
(1986) investigated the importance of surface access to rainbow
trout survival when fish were subjected to severe oxygen reductions.
Surfacing/gulping behaviour, was observed which was interpreted
as alternate respiration activity. Fish succumbed earlier and
in greater numbers when screened from the air-water interface,
although it was cautioned that this also could have been a
consequence of the increased stress presented by the blockage.
Gee et al. (1978) observed northern pike, in progressive
hypoxia, to rise to the surface and utilize the more well-oxygenated
surface film, while two salmonid species under the same circumstances
did not exhibit this behaviour. Similarly, Petrosky and Magnuson
(1973) exposed pike in sealed aquaria to lower oxygen successively
(4.0, 2.0, 1.0, 0.5 and 0.25 mg/L at 2.5 to 4.0 degrees C)
each day for five days under simulated winter-kill conditions.
The fish moved upward (usually the most well-oxygenated water
in natural situations) at 0.5 mg/L and 'nosing activity' was
observed at 0.25 mg/L. Nosing allows fish to utilize thin layers
of oxygenated water at the surface (whether ice covered or
not). This behaviour also was observed by Magnuson and Karlen
(1970) beneath the ice in a lake where winter-kill has occured.
Pike took up residence in domes that they formed in the under-surface
of the ice.
Avoidance behaviour
and vertical migration/nosing activity have obvious survival
benefits, but the physiological control mechanism is not understood.
Several researchers have shown that circulatory and ventilatory
reactions to hypoxia are rapid and may themselves be the trigger
for behavioural response, or a direct receptor system near
the gills may be responsible (Davis, 1975). It is known that
detection of an oxygen gradient is not necessary to elicit
a surfacing tendency, and interference from high carbon dioxide
or hydrogen sulphide levels can be ruled out. Typically, an
avoidance response is coupled with increased locomotory activity,
which is discussed in the next section. Regardless of the process
involved, the capacity for avoidance should not have a bearing
on the development of criteria (with respect to making them
less stringent). As the US EPA (1986) cautioned, if space or
food resources are limited, avoidance could affect fish almost
as seriously as direct mortality.

Swimming Performance -
Swimming activity may increase or decrease in response to lowered
dissolved oxygen, and if the first occurs it is often followed
by the second (EIFAC, 1973). Doudoroff and Shumway (1970) considered
that increased random movement elicited by hypoxia, followed
by more tranquil behaviour in well-oxygenated water, constituted
avoidance of low oxygen. As discussed in the previous section,
avoidance behaviour which may be directed to some degree to
areas of improved oxygen, can be very active at low oxygen
concentrations and warm water temperatures (Shephard, 1955;
Petrosky and Magnuson, 1973; Whitmore et al., 1960).
Even when the oxygen level approached lethality, Magnuson and
Karlen (1970) observed that Northern pike under ice cover sounded
more frequently into anoxic water during their final days.
This behaviour and those observed for fish subjected to extreme
oxygen gradients during labortory studies might be considered
desperate and in some cases exaggerated from the norm. The
predominant response to progressive hypoxia is a decrease in
locomotory activity.
Researchers have examined
the ability of fish to maintain moderate swimming speeds for
extended periods under low oxygen conditions. For example,
Katz et al. (1959) showed that juvenile chinook and
coho salmon were able to swim continuously against a current
of 24 cm/s for one day and two days, respectively, at oxygen
concentrations near 3 mg/L. More detailed relationships between
the swimming performance of salmonids and oxygen concentration
have been developed by determining the percent reduction of
maximum sustainable speeds over a range of oxygen levels and
temperatures. Jones (1971) subjected juvenile rainbow trout
to increasing water velocities to determine fatigue levels
under two temperature regimes (14.1 degrees C and 22.4 degrees
C) at 50 % saturation. The low temperature group registered
a 43 % decline in sustainable swimming speed at an oxygen concentration
of 5.2 mg/L (half-saturation) and the high temperature group
suffered a 30 % performance drop at 3.9 mg/L (Figure 5).
The
greater impairment at higher oxygen concentrations is somewhat
surprising, although
a reduction to half-saturation for that group represented a
greater absolute drop in oxygen content. Also, it is important
to understand that the Jones study (1971) was tailored to measure
a temperature effect on swimming rather than different degrees
of hypoxia. He noted that the haematocrit level, a measure
of blood oxygen carrying capacity, was significantly higher
in the high temperature group. High temperature hypoxia, in
general, appeared to complicate the relationship between the
metabolic cost of both cardiac and branchial pumps. The level
of impairment experienced by the higher temperature group was
comparable to results obtained in similar studies (See Figure
5) on coho salmon by Davis et al. (1963) and Dahlberg et
al. (1968). Dahlberg et al. (1968) purposely chose
the same test period (10 minutes) for final swimming velocities
and similar ambient water temperatures and carbon dioxide levels
(low) as Davis et al. (1963) to facilitate comparisons.
Accordingly, Dahlberg et al. (1968) found a similar
response curve which showed a progressive deterioration in
maximum sustainable swimming performance as dissolved oxygen
levels dropped below 8 mg/L. Both study groups tested oxygen
levels higher than air saturation (>9.1 mg/L at 20 degrees
C) and found little or no effect on swimming performance. When
temperature alone was varied, Davis et al. (1963) found
performance, at any given oxygen concentration, improved modestly
but steadily from 10 to 20 degrees C. Bushnell et al.
(1984) determined the critical (sustainable) swimming speed
for rainbow trout to be 54.8 cm/s, when acclimated to an oxygen
level near saturation at 15 degrees C. Reduction of ambient
oxygen to 3.9 and 2.6 mg/L, resulted in corresponding impairment
of critical swimming speeds by 6 % and 25 % respectively (Figure
5). A second set of hypoxia-acclimated fish exhibited no improvement
in response to lowered oxygen. Bushnell et al. (1984)
noted that the critical speed obtained under well-oxygenated
conditions likely was underestimated somewhat due to water
speed limitations of their apparatus (impairment would be underestimated
proportionally). This might explain the considerable difference
(higher) in impairment level recorded by Jones (1971) at an
identical oxygen level and similar temperature. In conclusion,
the coho swimming performance data of Davis et al. (1963)
and Dahlberg et al. (1984) were presented with fewer
compromises and qualifications and appear to be more reliable
than the rainbow trout studies included in Figure 5.

Figure 5. Effects of Dissolved Oxygen on Maximum Sustainable Swimming
Performance of some Salmonids

Mechanisms which respond to chronic hypoxia and evoke physical
reaction such as decreased swimming performance are not well
understood. Dahlberg et al. (1968) suggested that oxygen uptake
at low oxygen concentrations is predominantly determined by the
maximum possible rate of gill irrigation as opposed to the oxygen
transport capacity of the blood which largely is unutilized in
these circumstances. At some point of reduced ambient oxygen
concentration, maximum irrigation cannot keep the blood fully
oxygenated and the level of sustainable activity will decline.
The ecological significance of slight impairment of swimming
performance is difficult to assess. Davis et al. (1963) commented
that fish are not likely to possess performance capabilities
that do not contribute to their success or well-being. Intuitively,
any decrease in sustainable swimming ability would adversely
affect related demands such as feeding, reproduction, escape
from predation and upstream migration.

Physiology and Bioenergetics -
Molecular oxygen is vital for much of the oxidative, energy-producing
metabolism of fish, and as such can operate as a limiting factor.
Much work has been directed at determining the minimum level
of ambient oxygen that begins to limit the rate of oxygen uptake.
Although respiratory and cardio-vascular effects in organisms
represent the root responses to hypoxia, there have been considerable
difficulties in isolating cause and effect relationships and
deciding what constitutes impairment of vital functions. For
example, oxygen demands of normal metabolic processes such
as feeding and digestion might result in similar oxygen demands
in blood or tissues as when a fish experiences hypoxia. The
maximum steady swimming speed of a fish was assumed to be closely
related to the `scope for activity'- a term described by Fry
(1957) meaning the difference between the standard and active
oxygen uptake rate. It is an indirect measure of the relative
capacity of a fish to sustain work as in the maintenance of
steady muscular activity. One of the most exhaustive discussions
of physiological responses to low oxygen is contained in Doudoroff
and Shumway (1970). The authors concluded that because there
was sufficient discrepancy between conclusions drawn from reported
oxygen uptake rates and swimming speed data or on amounts of
energy expended by active fish, that it was best to rely on
direct measurements of swimming performance in evaluating the
influence of water quality.
Notwithstanding the
persistent problems of consistency in bioenergetic investigations,
they are useful in revealing some of the underlying mechanisms
directing the more dynamic responses to hypoxia. The early
conceptual relationships of Fry (1957) continue to be referenced
(e.g., Davis, 1975), particularly that of oxygen concentration
versus oxygen uptake illustrated in Figure 6. He explained
that above a critical `incipient limiting level' is a `zone
of respiratory independence' where the maximum rate of oxygen
uptake is unaffected by oxygen concentration. Below this no-effect
threshold is the `zone of respiratory dependence' where a decrease
in environmental oxygen is accompanied by a decrease in uptake,
to a point (incipient lethal level) at which minimum oxygen
requirements cannot be met. This lethality level divides a
`zone of resistance', where organisms may survive for a limited
time, and a `zone of tolerance' where they will survive indefinitely.
The curve obviously is species-dependent and is affected by
environmental variables. In animals less tolerant of low oxygen,
the curve is shifted to the right (and vice-versa)(Davis, 1975;
Shephard, 1955). Virtually any factor that influences the metabolic
rate of fish will affect the curve (e.g., temperature, level
of activity, nutritional state, respiratory, circulatory acclimation,
etc.) (Doudoroff and Shumway, 1970). While it is generally
accepted that the critical or incipient oxygen level, as a
function of the maximum oxygen uptake rate, tends to increase
with temperature, the same may not be true at lower levels
of metabolism such as the `standard metabolic rate' associated
with inactivity. Ott et al. (1980) re-evaluated the effect
of temperature on the critical oxygen tension (Pc) associated
with the standard metabolic rate in rainbow trout. Even though
the standard metabolic rate was found to increase slightly
with increasing temperature, the rate of increase declined
with increasing temperature. There was no significant difference
in Pc at the three temperatures studied (10, 15, and 20 degrees
C). Thus, some temperature-related adaptive mechanism (not
understood) allowed the fish to maintain its metabolic rate
and Pc under low oxygen pressure even though temperature increased.
The investigators theorized that this would impart an ecological
advantage when oxygen tension was low. For instance, if the
critical oxygen tension in fish was dependent on temperature,
both would increase in summer and the potential range over
which aerobic metabolism could function would be less.
Figure 6. Relation Between Standard and
Active Oxygen Uptake Rates at Different Environmental Oxygen

Unfortunately, it is rare to find agreement in the literature
between critical oxygen levels related to metabolic rate, even
for the same species tested at the same temperature. For criteria
purposes, physiological responses to low oxygen likely are best
considered for early life stages for which more direct relationships
can be drawn against metabolic rates of some constancy.

Feeding and Growth -
Doudoroff and Shumway (1970) considered that impairment of growth
due to
reduced oxygen concentration could be of paramount importance,
particularly to young fish. Rapidly growing fish attain critical
size increments which enable them to exploit food items that
are not available to smaller fish. The US EPA (1986) stated that
attainment of critical size also was vital to the smolting process
of anadromous salmonids. Other authors have emphasized the importance
of feeding and healthy growth rates in fish in terms of optimal
production potential from a harvestable resource. Weithman and
Haas (1984) demonstrated an oxygen effect on fish feeding in
a Missouri reservoir by examining detailed rainbow trout catch
statistics representing 90 000 hours of fishing. The lake is
fed by a hypolimnetic discharge from an upstream impoundment,
which resulted in a dissolved oxygen range of 2.6 mg/L to 13.0
mg/L over the study period. For oxygen levels between 2.4 mg/L
and 6 mg/L, a multivariate analysis showed that dissolved oxygen
alone had a direct negative effect on angler success of 0.1 fish/h
for every decrease of 1 mg/L; there was no significant correlation
at oxygen levels above 6 mg/L. These researchers attributed the
decline in fishing success to a restriction in active metabolic
rate and resultant reduction in feeding. Warren et al.
(1973) argued there is little justification for assuming that
a demonstrated 20 % reduction of maximum sustainable swimming
speed under hypoxia, for example, would result in a reduction
of the production rate of a fish in nature by the same percentage,
or any other predictable percentage. Better estimates of production
impairment, made under simulated natural conditions, should be
attainable through the study of dissolved oxygen levels on growth
rates.
In nature, fish apportion
their daily metabolic scope for activities such as defending
territory, feeding (finding and consuming food), reproduction
(seasonal) and growth. Any requirement to increase one process
necessarily will limit the potential for the others. A high
rate of food consumption or high rate of activity could lead
to oxygen acting as a limiting factor even at air saturation.
Brett (1979) explained that despite the complex sequence of
digestion-absorption-transformation in food processing, environmental
oxygen can be shown to act as a limiting factor for growth
and food conversion efficiency at some critical level. Although
the active mechanism is not understood, it was postulated that
oxygen could act as a directive factor for reducing appetite,
or more likely some physiological change, since the presence
of oxygen sensors has not been confirmed.
It is difficult to duplicate
normal bioenergetic expenditures of fish in the laboratory;
therefore, to minimize several variables, researchers have
concentrated on the study of maximal growth rates where fish
are fed to repletion. Applicability of such data to natural
conditions has been questioned. The US EPA (1986) compared
bass studies in the lab and in artificial ponds, which suggested
that effects in situ might be more severe. The agency
also cited work by Thatcher (1974) who observed similar growth
rates but reduced activity of juvenile coho salmon held at
5 mg O2/L compared to fish kept at 8 mg O2/L.
The investigator felt the lack of a growth effect was an artifact
of the artificial environment. In nature, fish at 5 mg O2/L
likely would be at a competitive disadvantage in searching
for prey and defending territory, with the result that growth
rate would be impaired. Leppink and Valentine (1989) investigated
a similar range of dissolved oxygen levels for growth effects
on rainbow trout in a Utah hatchery-a situation where maximal
feeding/growth is a routine objective. Oxygen levels in the
hatchery's spring water source averaged only 5.8 mg/L (saturation
at the site's elevation and seasonal temperature was 8.6 mg/L).
Over a 144-day period, the workers monitored a large number
of individuals for growth and food conversion efficiency under
three sets of conditions: 5.1 (raw water), 7.5 and 8.4 mg O2/L
(at or near saturation). Relative to saturated water, fish
length and conversion of feed to weight gain were reduced 32
% and 31 %, respectively, at 5.1 mg O2/L. However,
no significant impairment was measured at 7.5 mg O2/L.
The rather abrupt growth response (negative) at oxygen levels
near 5 mg/L has been encountered by other investigators, as
has been the lack of a significant response at elevated oxygen
much beyond 7 or 8 mg/L.
The difficulties with
reviewing oxygen research are ubiquitous in growth studies
(e.g. different test temperature, fish age and size,
level of activity, test duration and feeding regime are common).
Notwithstanding the apparent limitations of growth studies
in general, the US EPA (1986) expressed sufficient confidence
in the data to use it as the basis for derivation of oxygen
criteria for freshwater fish juvenile/adult life stages. The
agency's synthesis of several well-regarded investigations
reported between 1962 and 1981 offers one of the most convincing
representations of the effects of hypoxia on potential growth
of salmonid and salmonid-like fishes. Relative growth rates
for each individual test (25 in total) were calculated and
then normalized by dividing by the control growth rates, which
were at the highest level of dissolved oxygen tested (usually
at or near saturation). A curve-fitting quadratic model was
used in subsequent analyses to define critical response thresholds
and growth impairment levels at progressively reduced levels
of dissolved oxygen. The results were presented as median percentage
reduction values for `n' tests with each species. Figure 7
contains US EPA (1986) data for six salmonid and one non-salmonid
species found in British Columbia. The close agreement of northern
pike data to salmon and trout data lends credence to the assumption
that this species can be grouped into a coldwater/salmonid-like
category. While there still was considerable range in growth
reduction values, the species curves are remarkably similar.
The influence of dissolved oxygen on growth is shown to be
negligible above 7 mg/L, but from 5 mg/L down to 3 mg/L the
response curve of median impairment values slopes sharply through
a range of approximately 15 to 35 %. The US EPA (1986) considered
growth responses observed at oxygen concentrations below 4
mg/L to be severe.
The most pronounced
effects of hypoxia on growth were typically recorded at high
temperatures, which is not readily apparent in Figure 7 since
median temperature values are shown. The US EPA (1986) cautioned
that these tests were largely conducted in the 12 to 15C range,
which would underestimate the effects of low dissolved oxygen
at higher temperatures, and conversely the effects at lower
temperatures would be overestimated. A convincing representation
of the influence of temperature was arrived at by the same
curve fitting procedures, using the chinook salmon data of
Warren et al. (1973) (similar results were obtained
for coho salmon). In this case, the six tests for chinook salmon
were displayed for the individual study temperatures. The data
graphed in Figure 8 indicate a substantive reduction in growth
at progressively elevated temperatures-effects were most pronounced
at 5 mg O2/L or less and at temperatures above 13
degrees C. In nature, the combination of high temperature and
low dissolved oxygen (due to reduced solubility) is not uncommon
in summer.

Figure 7. Percent Reduction in Growth of Salmonid / Salmonid-like
Fishes at Various Oxygen Levels

Another
factor that can influence fish growth is short-term fluctuation
of oxygen levels. Diurnal fluctuations occur in natural systems
(discussed in Section 3.1.1), but also may be exacerbated through
anthropogenic manipulationssuch as reservoir discharges of
oxygen-depleted water. Other than some earlier investigations
such as Fisher (1963) and Whitworth (1968), there is a paucity
of data on salmonid growth studies which incorporate oxygen
fluctuations. In Fisher's case, juvenile coho salmon were subjected
to a wide range of oxygen levels (lows at night and early morning
of 2.3-4.9 mg/L and daytime highs of 9.5-35.5 mg/L) and exhibited
reduced growth roughly equivalent to that which would have
occurred at constant levels only slightly above the minimum
oxygen concentrations tested. Not unexpectedly, food consumption
rates also were depressed. Similar results were obtained by
Whitworth (1968) with brook trout using daily maximum oxygen
concentrations of approximately 11 mg/L (saturation) and minimums
between 3.5 and 5.3 mg/L, although some inconsistencies have
been reported for this particular study (Doudoroff and Shumway,
1970). It is noteworthy that growth reduction occurred even
though the single daily feeding was done during the period
of high oxygen. Using similar procedures, Dorfman and Whitworth
(1969) exposed brook trout to diurnal oxygen cycles of 2.4
to 10.6 mg/L and 3.5 to 10.6 mg/L. Again, growth was reported
to be depressed relative to trout kept at constant oxygen concentrations
near saturation, although flucuations down to 6.5 mg/L apparently
had no effect. Seasonal variations of growth responses to dissolved
oxygen also have been documented. Hermann et al. (1962)
conducted hypoxia experiments on young coho salmon at different
times of the year and found that, while there was a pronounced
decline in food consumption in the autum, there was an increase
in efficiency of food conversion (at comparable oxygen concentrations,
fish sizes and ambient temperatures). The reason for this could
not be adequately explained. More commonly, seasonal variability
of oxygen supply and fish growth are temperature related. It
has generally been observed that oxygen sensitivities of fish
tend to be heightened at higher temperatures when ambient oxygen
concentrations usually are lowest. The US EPA (1986) noted
that the significance of normally reduced growth rates in response
to lowered oxygen during warm months might be minimal, but
if this exposure coincides with a period when the majority
of annual growth occurs, the effects could be serious.

Figure 8. Influence of Temperature on Growth of Chinook Salmon
at Various Oxygen Levels
Source: Graphed from US EPA data (1986), original research in
Warren et al, 1973

4.3.3 Embryo / Alevin Life Stages
As mentioned earlier, there are sufficient
differences between early life stages (embryo/alevin) and mature
stages with respect to their physiology, physical habitat and
resultant oxygen supply and demand, to warrant individual consideration.
However, an important dichotomy exists within the freshwater
fishes, which has a profound relationship on oxygen availability
during development. That is, spawned eggs may be buried or simply
broadcast over the bottom. The supply of oxygen then, either
will be from interstitial water or the water column directly.
The following assemblage of fishes, drawn from the Appendix,
categorizes the salmonid and salmonid-like species in the province
according to their spawning behaviour:
Genus
|
Species
|
Eggs
Buried
|
Eggs
Broadcast
|
Oncorhynchus
|
all
|
yes
|
|
Salmo
|
trutta
|
yes
|
|
Salvelinus
|
all
except namaycush
|
yes
|
|
| |
|
|
S.
namaycush eggs are layed over coarse substrates
and rest in crevices
|
Coregonus
|
all
|
|
yes
|
Prosopium
|
all
|
|
yes
|
| |
|
|
Whitefish
and ciscoe do not construct nests, but eggs typically
are spawned over gravels and fall into interstices
|
Stenodus
|
leucichthys
|
|
yes
|
Thymallus
|
arcticus
|
yes
|
|
| |
|
Although
redds are not constructed, covering usually results from
the spawning act which stirs up the gravels
|
|
Esox
|
lucius
|
|
yes
|
As explained in Section 3.3.3, interstitial oxygen levels commonly
are 2 to 6 mg/L less than those in overlying water due to the
various consumptive forces at work and the delay in re-supply
by diffusion and percolation. Not unexpectedly, the lowest differentials
recorded have been in natural redds where the spawning act itself
has improved substrate permeability. For the purposes of this
discussion, interstitial oxygen levels are assumed to be at least
3 mg/L lower than surface water concentrations. This differential
has been adopted by the US EPA (1986) because it was derived
from measurements in natural redds. Obviously, site-specific
determinations of the actual oxygen levels in sub-surface waters
would be desirable and take precedent when developing or applying
a criterion.

4.3.3.1 Acute Effects
Investigators have determined
lethal oxygen concentrations for fish embryos and alevins in
the laboratory and under field conditions (natural or simulated
redds). While in situ studies may represent the true
environment, there are inherent disadvantages in having to
separate out extraneous influences which can have profound
effects on the supply of oxygen. Thus, the majority of the
literature is based on experimental work within incubation
chambers or respirometers. Silver et al. (1963) cautioned
that although survival of very small salmonid embryos/alevins
may be achieved at dissolved oxygen concentrations as low as
2.5 mg/L in the laboratory, this likely would not be the case
for these fragile organisms in nature.
Table 7 contains a cross-section
of lethal dissolved oxygen levels reported, for a variety of
exposure times, for embryos and alevins of salmonid and salmonid-like
fishes found in British Columbia (most represent buried life
stages and therefore interstitial values are listed). The highest
mortality has been found between 1.5 and 3 mg/L dissolved oxygen,
which is comparable to the acute lethal range for mature fish
(where these are interstitial values, corresponding water column
concentrations are assumed to be at least 3 mg/L higher). Chevalier
and Carson (1985) explained that this relatively narrow range
is due to the embryo's capacity to decrease its oxygen consumption
rate with declining ambient oxygen to a specific lower limit.
Their work with oxygen transfer models supported the contention
that ambient oxygen, over other variables, exerted the greatest
influence in determining lethality. With some qualification,
they postulated that a 1000-fold change in interstitial velocity
had about the same effect on the oxygen consumption rate of
a salmonid embryo as a 3-fold change in oxygen concentration.
The interstitial velocity of flowing water needed to maintain
embryo oxygen demand (delivery of oxygen and removal of de-oxygenated
water), was only a factor down to a certain oxygen level. Conversely,
if oxygen remained above a particular threshold the embryos
likely would survive even at extremely low velocities. Temperature
effects have been significant in some studies, and it is generally
accepted that higher temperatures increase lethal oxygen concentrations.
However, in some cases investigators had approached lethal
(or at least harmful) temperatures for a particular species.
The US EPA (1986) cites a study by Eddy (1972) in which the
survival of chinook embryo/alevins reared at marginally high
temperatures was reduced by oxygen concentrations below 7 mg/L.
Typically, temperatures used in oxygen studies are kept within
the acceptable range of tolerances for the subjects to avoid
synergistic complications. Carlson and Siefert (1974) found
that mean dissolved oxygen of 4.5 mg/L at 10 degrees C resulted
in near-complete mortality of lake trout alevins, but at similar
oxygen levels at 7 degrees C, survival was much improved. Garside
(1959) also found lake trout to be intolerant of 10 degrees
C water, which may be an intrinsic characteristic of this species.
As mentioned earlier,
studies in situ have tended to be inconclusive, and
wider (usually higher) ranges of lethal oxygen levels have
been reported. For example, Koski's (1965) data on survival
of coho in natural redds could be positively correlated either
with interstitial water velocity or dissolved oxygen. The latter
relationship was weak, and may have been due to other factors
affecting oxygen supply such as gravel composition (his correlations
were less clear where the percentage of fine sediments was
high). Interstitial dissolved oxygen concentrations below 6
mg/L resulted in near-complete mortality. In a study of natural
and artificial brook trout redds, Hollender (1981) found that
survival and mean dissolved oxygen were negatively related
to substrate particle size, which is contrary to most other
investigations. For a ground water-fed stream, Sowden and Power
(1985) found that oxygen content of redds and survival of rainbow
trout embryos were not significantly correlated with percent
of fine particles or substrate permeability. The majority of
variance (70 %) in survival among redds was related to the
velocity of interstitial water and oxygen concentration (ambient
oxygen alone accounted for the large majority of this variability).
Water velocity was only influential where oxygen levels were
not lethal (>5.2 mg/L) and survival improvement may have
been related to metabolite removal. They concluded that oxygen
content within the gravel should exceed 8 mg/L and flow 100
cm/h to ensure at least 50 % survival during pre-emergence.
It is noteworthy that in both previous studies, natural redds
with relatively high mean dissolved oxygen concentrations through
incubation also had short periods of potentially lethal concentrations
(<3 mg/L). Mortalities or impairment may have occurred on
these occasions and reduced the total survival rates below
what might have been expected based on mean oxygen levels.
Doudoroff and Shumway
(1970) critically reviewed several field experiments involving
direct burial of salmonid embryos, and concluded that many
of the reported effects of relatively high dissolved oxygen
concentrations on development and survival were not well-founded.

4.3.3.2 Chronic Effects
Evaluating
the effects of hypoxia on early life stages is complicated
by the fact that embryos, by nature, are constantly undergoing
change and have varying respiratory demands. Study is further
complicated for developing salmonids buried in gravel, where
the ambient oxygen regime over a four to eight month incubation
period is subject to a multitude of physical and biotic influences.
Salmonid redds initially contain few fine particles as a result
of the construction process, and the exchange rate between
interstitial water and surface water should be high. Paradoxically,
the controlling influences on maximum available oxygen supply
and the oxygen demand of the embryo move in opposite directions
during incubation as fine particles and organic matter tend
to accumulate, reducing water flow and increasing the interstitial
oxygen demand.
Adequate flow must be
present not only to supply the necessary oxygen, but to remove
metabolic wastes and displace oxygen-depleted water. Embryos
and alevins subject to low oxygen concentrations in the laboratory
have been shown to exhibit various symptoms such as abnormal
development, reduced growth, delay of hatch, early emergence
and metabolic changes. Some of these investigations are reviewed
below.
Table 7. Acute Lethal Oxygen Concentrations for some BC Fishes—Embryo / Alevin Life Stages
SPECIES/
(DEVELOPMENT)
|
LETHAL
LEVEL1
(mg O2/L)
|
TEST
CONDITIONS2
|
REFERENCE
|
Chinook
salmon (embryo)
|
1.6 (100% mortality)
>2.5 (most
survived)
|
11 degrees C,
88-1310 cm/h
|
Silver et al., 1963
|
Chum
salmon (egg to fry emergence)
|
2.6
(Tlm)
|
0-15
degrees C
artificial
channel
|
Koski,
1975
|
(egg
to fry emergence)
|
0.4
(TLm early eggs)
1.4 (TLm pre-hatch)
7-d exposure
|
10
degrees C
1.4 cm/h
|
Alderdice et
al., 1958
|
Coho
salmon (egg/embryos)
|
2.8
(42-52% mortality)
|
10
degrees C
3, 12 cm/h
|
Shumway et
al., 1964
|
(egg
to fry emergence)
|
<6
(survival <4%)
|
natural
redds
|
Koski,
1975
|
Rainbow
trout (embryo)
|
1.5-1.85
(89% mortality-72h)
2.0-3.25
(29% mortality-210h)
|
10-12
degrees C
prior to hatch
|
Gottwald,
1965
|
(embryo)
|
<4.3
(no survival)
4.3-5.3
(<1.0% survival)
|
natural
redds (silted)
34.8 cm/h (mean)
|
Sowden
and Power, 1985
|
Brook
trout (egg to feeding fry)
|
2.3
(85% mortality)
1.5
(complete mortality
prior to hatch)
|
8
degrees C
200 cm/h (mean)
|
Siefert
and Spoor, 1974
|
Steelhead
trout (embryo)
|
1.6
(complete mortality)
2.5
(most survived)
|
9.5 degrees C
6-750 cm/h
|
Silver et al., 1963
|
(embryo)
|
2.8,
3.0
(46-78% mortality)
|
10-10.8
degrees C
3, 300 cm/h
|
Shumway et
al., 1964
|
(embryo)
|
2.6-6.5
(16-26% survival)
6.4-9.2
(36-62% survival)
|
artificial
redds
5-26 cm/h
>23 cm/h
5-12 degrees
C
|
Coble,
1961
|
(embryo/alevin)
|
3-4
est.
(rate of oxygen
uptake half of routine rate)
|
6-15
degrees C
respirometer
500 cm/h
|
Rombough,
1988
|
Lake
trout (embryo/alevin)
|
4.5
(nearly all
died)
4.3
(38% mortality)
2.4
(complete mortality)
|
10
degrees C
7 degrees C
7 degrees C
|
Carlson & Siefert,
1974
|
(embryo)
|
4.2
(died before
hatch)
2.6
(hatched but
some abnormalities)
|
10
degrees C
2.5-7.5 degrees
C
|
Garside,
1959
|
Mountain
whitefish (embryo)
|
3.3
(14-20% survival)
3.1
(no survival)
|
4
degrees C
210 cm/h
7 degrees C
|
Siefert et
al., 1974
|
Northern
pike (embryo)
|
2.6
(near complete
mortality)
2.9
(near complete
mortality)
|
15 degrees C,
20 days
198 cm/h
19 degrees C
|
Siefert et
al.,1973
|
(embryo/alevin)
|
0.6
(complete mortality)
2.2
(considered
lethal)
4 (no mortality)
|
in
situ
8 h exposure
|
Peterka & Kent,
1976
|
Lake
herring3 (egg to fry emergence)
|
<4
(poor survival
and abnormalities)
|
2-8
degrees C
1728 cm/h
|
Brooke
and Colby, 1980
|
1With the
exception of lake trout, whitefish, pike, and herring (broadcast
spawners) the developmental stages indicated above are well-buried
and the oxygen levels cited are for the interstitial environment
(hence, water column concentrations can be expected to be at
least 3 mg O2/L higher)
2cm/h refers
to interstial water velocity (centimetres per hour) in the
natural or artificial test environment
3Coregonus
artedii is not native to BC; however, similar ciscoes are
found here

Growth -The effects
of lowered oxygen levels on growth of early life stages have
been well-studied, usually with a concomittant consideration
of interstitial water velocity. Figure 9 contains summary data
from various researchers who examined embryos at hatch that
had been subjected to oxygen levels between 2.8 and 12.5 mg/L
(at specified temperatures and water velocities). The figure
shows steady growth impairment as dissolved oxygen declines
below about 8 mg/L. Overall retardation was most pronounced
in the early developmental stages and was characterized by
less yolk utilization, retarded fin development and smaller
size. Favourable affects on hatch size were recorded under
increased interstitial water velocities, which appeared to
facilitate oxygen delivery to the embryo surface. However;
it was unexpected that the influence of water velocity, though
not as pronounced as that of oxygen content, was nearly as
great at high concentrations as it was for low concentrations.
The reviewers noted that the eventual weights attained (albeit
with delays of one to three weeks) by salmonid alevins kept
under hypoxia, were reduced by about 25 percent or less by
the time of yolk sac absorption. Only when oxygen concentration
and water velocity (as low as 3 mg/L, and 10 cm/h rather than
300 cm/h) together were very low, was growth and survival seriously
impaired. Interestingly, Warren et al (1973) reported
that growth of chinook salmon alevins was not seriously impaired
if oxygen levels were returned to a high level following hatch
(a similar observation had been made earlier of chum salmon
by Alderdice et al, 1958). Silver et al. (1963)
observed that volume measurements, more so than length, showed
how more poorly developed early stages were under hypoxia.
Additional to the authors cited in Figure 9, Siefert and Spoor
(1974) measured reductions in the length of coho salmon embryos
and alevins of 6 % at 6 mg O2/L and 22 percent at
3 mg O2/L oxygen (at 7-10 degrees C, 200 cm/h
velocity). Brook trout responses were slightly lower with growth
declines from 2.8 % at 5.8 mg O2/L to 23 % at 2.3
mg O2/L. These impairment values are less than those
generally reported; however, Siefert and Spoor (1974) carried
their experiment beyond hatch and first feeding and therefore
are not directly comparable (investigators have found that
some `catch-up' of under-developed fish can be expected after
first-feeding).
Timing of hatch,
start of feeding - Researchers have recorded other developmental
effects on salmonid and salmonid-like species from hypoxia
such as a delayed hatching time for embryos and a delay in
the onset of first-feeding by fry. Some representative observations
are summarized in Table 8. Water velocity was influential
in some of the studies; however, the differences attributed
to this were much less than those for the various oxygen
concentrations tested.
The ecological significance
of many of the above measured effects of hypoxia on development
has been disputed. Alderdice et al. (1958) made the
assumption that, to promote the likelihood of survival under
hypoxia, an embryo is able to reduce growth and development,
which also maintains a size and stage that has a relatively
low oxygen requirement. Koski (1965) studied early
salmonid development in natural redds and suggested that alevins
with smaller yolk
sacs would be without food longer than alevins with larger
yolk sacs and may have greater difficulty emerging. Investigators
such as Silver et al. (1963) and Mason (1969) maintained
that smaller, premature alevins and fry would be less competetive.
The latter demonstrated that coho salmon, which developed under
hypoxial stress (3-5 mg O2/L), could not compete
with larger fry for defence of a territory and feeding opportunities
therein. As a result, smaller individuals emigrated downstream,
which may have relieved their disadvantage in nature. Doudoroff
and Shumway (1970) countered that if the hypoxial-related impairment
was uniform, such competition would not occur. Brannon (1965)
also disagreed with suggestions about the ecological significance
of hatch time as offered by Silver et al. (1963), since
he considered this a physiological event not usually proportional
to the delay in development (i.e., the small and weakened alevins
that Silver et al. (1963) observed at hatch simply may
have been at an earlier stage of development). Doudoroff and
Shumway (1970) suggested that the timing of alevin emergence
from the gravel and subsequent growth likely is more important
than the size at hatch. With respect to early emergence, which
can occur in some circumstances, Koski (1975) stated that the
smaller size of the fry and the added burden of the residual
yolk would make them more susceptible to predation. From the
foregoing, it seems reasonable to conclude that prolonged hypoxial
stress during development will impart some degree of adversity.
Smaller fry upon emergence are going to be less able to exploit
larger food items, be less competitive generally, be more vulnerable
to predation and possibly suffer from physiological disfunction.

Figure 9. Effects of Lowered Oxygen on Growth of Salmonid Embryos
at Hatch

Notes:
Coho: (Warren et
al., 1973)
-means of values obtained at
four different water velocities (3-1400 cm/h), 10 degrees C
Steelhead(a):
(Warren et al., 1973)
-means of values obtained
at 300 cm/h, 10 degrees C
(b): (Chapman1969)
-10 degrees C
Chinook: (Silver et
al., 1963)
-means of values obtained at
three different water velocities (92-1350 cm/h), 11 degrees C
Sockeye: (Brannon,
1965)
-water velocity of
30 cm/h, 7 degrees C
Lake Trout: (Carlson
and Siefert, 1974)
-water velocity of 432 cm/h,
7 degrees C
Mountain whitefish: (Siefert et
al., 1974)
-water velocity of
360 cm/h, 4 degrees C

Table 8. Delays in Development Related to Hypoxia
|
SPECIES
|
HATCH
|
1st
FEEDING
|
OTHER
INFLUENCES
|
AMBIENT
O2 (mg O2/L)
|
REFERENCE
|
Coho
salmon
|
3-5.5
d delay
11 d delay (25%
longer)
|
12 d delay
22 d delay
|
|
3.0,
6.0
6.0
3.0
2.8
|
Siefert
and Spoor, 1974
Shumway et
al., 1964
|
Sockeye
salmon
|
no
delay
no delay
|
|
-additional
2 weeks for yolk absorption
-additional
3 weeks for yolk absorption
|
6.0
3.0
|
Brannon,
1965
|
Chum
salmon
|
typically
delayed, but advanced eggs premature
|
|
<4
|
Alderdice et
al., 1958
|
Brook
trout
|
delayed
duration
|
delayed
|
|
2.3-5.8
|
Siefert
and Spoor, 1974
|
Brook
trout
Lake trout
Rainbow trout
|
delayed
|
|
-reduced
circulatory developement and abnormalities
|
2.9
|
Garside,
1959 & 1965
|
Lake
trout
|
delayed
several days
|
7-12
d delay
|
|
4.3,
6.0
|
Carlson
and Siefert, 1974
|
Steelhead
trout
|
5-8
d delay
delayed
|
|
-abnormalties,
weak alevins
-small alevins
|
2.6
2.8-4.5
|
Silver et
al., 1963
Shumway et
al., 1964; Chapman,1969
|
Mountain
whitefish
|
15-17
d delay
|
|
|
6.5
|
Siefert et
al., 1973
|
Northern
pike
|
delayed
|
delayed
|
-high
mortality
|
<3
|
Siefert et
al., 1973
|
Lake
herring
|
delayed
|
|
-fry
abnormalities
|
<4
|
Brooke
and Colby, 1980
|

Metabolism - Until recently,
metabolic studies of developing fish under hypoxia have not been
highly
regarded for criteria-setting purposes. Several reviewers (Silver et
al., 1963; Doudoroff and Shumway, 1970) have been of the
opinion that although reduction of oxygen uptake by embryos
and alevins signifies retarded growth and development, short-term
measurements of these uptake rates themselves may not detect
the subtle changes that will have cumulative effects over time.
Alternatively, critical levels of dissolved oxygen at which
the uptake rate of embryos / alevins become dependent on ambient
oxygen would appear to be more meaningful than similar values
for fully developed fish since the former are functionally
independent of feeding or other activities (Doudoroff and Shumway,
1970). Alderdice et al. (1958) defined critical dissolved
oxygen levels for embryos as the level above which respiration
rate was unmodified by oxygen availability. In their tests,
chum salmon had critical levels ranging from 1 mg O2/L
in early eggs to greater than 7 mg O2/L shortly
before hatch. The young salmon compensated for oxygen deficiency
by reducing oxygen demand and development. This delay represented
a stressful state, that if prolonged, became lethal. Once the
circulatory system became functional, this compensatory capacity
was reduced.
Some of the most promising
work on defining oxygen requirements for salmonid early life
stages was reported in 1988 by Rombough and is an extension
of studies described earlier by Fry (1957) and Alderdice et
al. (1958). It is helpful to examine Rombough's results
with indirect calorimetry to better understand the varying
oxygen demands of embryos and alevins. As mentioned, these
early stages behave as metabolic regulators in which there
is a certain lower threshold or incipient limiting level where
metabolic rate becomes dependent on available oxygen. The investigator
recognized that critical levels must be based on routine metabotic
rates wherein extraneous activity and stress must be closely
controlled even for these early development stages. Tests were
conducted with steelhead trout using continuous flow respirometers
in the `closed' mode where initial oxygen concentrations were
at saturation (or greater for late-eyed embryos). The linear
portion of a polarographic record, which plotted the decline
in oxygen over time in the apparatus, approximated the routine
metabolic rate. The critical oxygen level was derived from
the same record at a point where it began to deviate from a
straight line, an indication of the onset of hypoxia. Rombough
conducted a series of experiments with different aged fish
and temperatures.
Energy
budgets calculated for the incubation period up to 90 % yolk
utilization were
found to balance well at 6, 9 and 12 degrees C, with growth
and metabolism accounting for 99.3 % of the energy content
of yolk consumed (since developing fish do not feed, budget
calculations are simplified somewhat). This was a good indication
that measured metabolic rates and critical oxygen levels were
representative of what would be found under normal rearing
conditions. The investigator found that critical dissolved
oxygen levels (Pc) varied significantly with stage of development
and temperature, which was considered a reflection of change
in both metabolic rate and overall resistance to respiratory
gas exchange (Figure 10). During the embryonic period, critical
levels increased with increased metabolic rate and then dropped
abruptly 2 to 3 mg O2/L at hatch when the embryos
left the egg capsules. The gradual decline and eventual stabilization
in critical levels during the alevin stage appeared to be directly
related to the rate of expansion in gill surface area. This
is the first study to provide a continuous estimate of limiting
oxygen levels through early development over a broad temperature
range, rather than represent a singular or very limited set
of conditions as is traditionally the case. The applicability
of using Rombough's maximal critical levels as criteria for
natural waters will be discussed in Sections 4.5 and 4.7.2.
Figure 10. Critical Oxygen Levels for Steelhead Embryos and Alevins
(at 6, 9, and 12C)



Source: Rombough, 1988

4.4 Multiple Toxicity and Indirect Effects
Research has shown that,
in addition to the direct effects of lowered oxygen concentration
on aquatic life, toxicity of other chemicals and the influence
of other harmful vectors can be enhanced. Sometimes this simply
has been attributed to elevated respiration in fish carrying
increased quantities of the toxicant past the gills.
A mechanism that may
accompany the effects of chemicals (e.g., prussic acid-HCN)
is the production of lesions in the gill tissue, which can
interfere with gas exchange and exacerbate hypoxic conditions
(Chapman and Shumway, 1978). Waters which contain high levels
of chemical pollutants often are oxygen deficient and toxicities
of individual pollutants become additive (Davis, 1975). In
bottom waters, aquatic organisms can be directly affected by
hypoxia and indirectly by the increased solubility of metal
ions resulting from the reducing conditions. Alabaster and
Lloyd (1982) commented that a typical LC50 at a
dissolved oxygen concentration of 5 mg/L would be roughly half
that at 10 mg/L.
Lloyd's
(1961) tests with rainbow trout demonstrated increased toxicity
of copper, lead, zinc, ammonia and monohydric phenols which
began at 6.2 mg O2/L and increased further at 3.8 mg O2/L (elevated
respiration was suspected to be the primary reason). Both Lloyd
(1961) and Thurston et al . (1981) noted a strong positive
correlation between declining dissolved oxygen and toxic ammonia
levels. Thurston et al. (1981) showed that reduction in oxygen
concentrations below even the highest value tested (8.6 mg/L)
reduced the tolerance of juvenile rainbow trout to acutely
toxic ammonia in linear progression. Ninety-six hour LC50 values
were halved (0.8 to 0.4 mg NH3/L) from 8.6 to 2.6
mg O2/L. The US EPA attempted to quantify the synergy
between lowered oxygen levels and un-ionized ammonia in their
derivation of criteria `Final Acute Values'. Valiela et
al. (1987) gave an example of this relationship as it applied
to the Flathead River Study in British Columbia. A drop in
dissolved oxygen from 8.0 to 6.0 mg/L would reduce the `Final
Acute Value' for un-ionized ammonia from 0.13 to 0.10 mg/L
for bull trout alevins. Thus, criteria for ammonia were assumed
to be similarly affected with a 20 % reduction in the allowable
maximum and 96-hour mean concentrations at the lower oxygen
level.
Multi-toxicity involving
cyanide and low oxygen conditions, also has been cited. Broderius
(1970) reported a reluctance of coho salmon exposed to sub-lethal
cyanide levels, to resist low velocity currents under hypoxia.
Downing (1954) showed that the lethality of cyanide to rainbow
trout was enhanced at any reduction of dissolved oxygen below
9 to 7 mg/L (at 17 degrees C). Cairns and Scheier (1958) reported
that the 96-h LC50 for pond snails in 5.9 mg O2/L
was 1080 ug/L potassium cyanide (as CN), but dropped to 480
ug/L at 2 mg O2/L. Leduc et al. (1982) suggested
that at high concentrations of cyanide, the effects of oxygen
deficiency would be minimal because cytochrome oxidase is inhibited,
but at low oxygen and cyanide concentrations, the ventilation
rate of an organism would increase and accelerate the uptake
of hydrogen cyanide. Additive effects of oxygen reduction and
cyanide toxicity could be expected where organisms are incapable
of sustained anaerobic metabolism.
The
literature on aquatic toxicity of pulp and paper mill effluent
was reviewed by McLeay
and Associates (1986), and dissolved oxygen was noted as a
modifying variable. Alderdice and Brett (1957) observed an
increase in the toxicity of kraft pulp mill waste to young
sockeye salmon under hypoxia, as did Hicks and DeWitt (1971)
for juvenile coho. Moreover, MacLeod and Smith (1966) found
that suspended pulpwood fibre wastes negatively affected respiration
and swimming endurance of fathead minnows, particularly at
high temperature and low oxygen levels. In 72-h lethality tests,
272 mg/L fibres caused no mortality at 9.4 mg O2/L
but 35 % mortality at 3.8 mg O2/L (controls at 3.8
mg O2/L were not injured). Swimming endurance was
decreased noticeably at oxygen levels below about 4 mg/L and
200 mg/L fibre, beyond what could be attributed to the individual
action of these variables. Suspended fibre lowered endurance
by one-fifth at high oxygen levels and by more than one-half
at the lowest levels. Chapman and Shumway (1978) determined
that sodium pentachlorophenate (a commercial bactericide) had
increased lethality to steelhead trout alevins under hypoxia.
For example, 200 ppb Na-PCP produced 100 percent mortality
at 5 mg O2/L, and at 3 mg O2/L, 10 ppb
caused complete mortality. The effects of three dosages over
time are illustrated in Figure 11:

Figure 11. The Effect of Dissolved
Oxygen Concentration on the Mortality of Steelhead Trout Alevins
Reared at 40 ppb Na-PCP

Source:
Chapman and Shumway, 1978
In continuous exposure
tests at 5 mg O2/L, from egg fertilization through
to yolk sac absorption, treated alevins took longer to achieve
a maximum dry weight (which was less than that of controls)
at 5 mg/L.
It should be assumed
that the metabolic stress concomittant with hypoxia will lessen
the threshold of tolerance to any potentially deleterious substance
or disease, and the effects on organisms likely will be synergistic
rather than simply additive. Moreover, in a weakened condition
or forced to less than ideal habitats, fish or invertebrates
become more susceptible to predation. Birtwell (1993) noted
that responses to hypoxia such as a tubificid worm which must
expose more of its body out of the substrate or a fish exhibiting
abnormal behaviour, severely reduces the chances of surviving
predation.

4.5 Criteria from the Literature
It is
useful to examine dissolved oxygen criteria put forth by others,
since most reviewers have had to utilize a common body of literature
that has had few additions in recent years. Some notable earlier
works such as Doudoroff and Shumway's 1970 treatise on dissolved
oxygen requirements and the US EPA 1976 water quality document
(`red book') have been largely superseded by the new US EPA
1986 guidelines and will not be discussed. Representative criteria
compiled from other sources are illustrated in Figure 12 and
brief descriptions of these follow in chronological order of
their preparation.
European Inland Fisheries
Advisory Commission (EIFAC)
The EIFAC (1973) produced
dissolved oxygen criteria for European freshwater fish in 1973.
Citing a lack of data based on natural conditions, the commission
felt that only tentative criteria could be put forward. Their
limits were expressed as a minimum percentile distribution
over the year, or a portion thereof, to account for the normal
temporal fluctuation inherent with dissolved oxygen. For resident
populations of moderately tolerant freshwater species, the
annual 50th-percentile and 5th-percentile values should be
greater than 5 and 2 mg O2/L, respectively, and
for salmonids these percentiles should be 9 and 5 mg O2/L,
respectively.
National Research
Council of Canada (J.C. Davis)
Davis prepared dissolved
oxygen criteria in 1975 for the National Research Council and
these guidelines still are in common use. His approach was
to gather incipient oxygen response levels for primarily Canadian
species and calculate mean thresholds for various fish groups.
These thresholds were considered biological indicators of the
onset of hypoxic stress and were designated as Level B in a
three-tiered protection scheme. Levels A and C were arrived
at by taking one standard deviation above and below the mean
average threshold (Level B). Level A is close to full saturation
in many cases and is meant to represent near-ideal conditions,
Level B assumes some degree of stress (that may be suitable
for short-term exposures) and Level C may allow severe and
widespread deleterious effects, especially if prolonged beyond
a few hours. After deriving thresholds based on oxygen content
(mg/L) Davis converted these to partial pressures and percent
saturations that would be required over a temperature range
of 0 to 25 degrees C to ensure consistent oxygen tension. His
rationale was based on studies of blood oxygen dissociation
curves, which related the saturation of the blood to the oxygen
partial pressure applied, whereby an oxygen tension gradient
between tissues and the external medium must be maintained
at a particular level, for a given temperature, to ensure saturation
of the blood.
Several
reviewers (US EPA, 1986; Sigma, 1983; Rombough, 1988) have
been critical of the manner in which Davis related oxygen response
thresholds to temperature. Each table, which represents a particular
grouping of fish, has been derived from a single mean incipient
or first-effect value which has been statistically extrapolated.
Also questioned was the reliability of this extrapolation for
temperatures below 8C, where information is sparse. An example
of the criteria for freshwater salmonids proposed by Davis
(1975) is shown in Table 9 (Level A was chosen for illustration
in Figure 12):

Table
9. Freshwater Salmonid Criteria - Davis (1975)
Protection
Level |
|
|
Percent
Saturation for Criteria
at the Indicated Temperature
(degrees C)
|
|
PO2 mmHg
|
O2 mg/L
|
0
|
5
|
10
|
*15
|
20
|
25
|
|
A
|
120
|
7.75
|
76
|
76
|
76
|
76
|
85
|
93
|
|
B
|
90
|
*6.00
|
57
|
57
|
57
|
57
|
65
|
72
|
|
C
|
60
|
4.25
|
38
|
38
|
38
|
42
|
46
|
51
|
*Aqueous
partial pressures, percent saturations and other protection
levels were derived from the original mean threshold value
of 6 mg/L at 15 degrees C for this fish group taken
from the literature.
Source:
Extracted from Davis, 1975
Since partial pressure
does not vary with temperature to nearly the degree solubility
does, greater oxygen content is specified for lower temperatures
to maintain a constant partial pressure gradient. Conversely,
at a high temperature (lower oxygen solubility), although higher
saturation is specified, the corresponding oxygen concentration
actually declines. For example, at `Protection Level A' above,
the 7.75 mg/L oxygen criterion is in effect only at 15 degrees
C. At 0 degrees C the required oxygen content would be 11.1
mg/L, while at 25 degrees C only 7.7 mg/L would be required.
Thus, these criteria have been considered under-protective
at high ambient temperatures and over-protective at cooler
temperatures.
International Joint
Commission, Great Lakes Science Advisory Board (IJC)
In a 1972 Agreement
by the International Joint Commission, the dissolved oxygen
criterion for the upper waters of the Great Lakes was established
as an instantaneous minimum of 6.0 mg/L. For hypolimnetic water,
no numeric value was applied other than levels should support
fish life. In 1976, the Water Quality Board received a recommendation
from its own Research Advisory Board to adopt the 1995 Davis
criteria (based on percent saturation and water temperature)
for application to the upper waters of the Great Lakes. This
recommendation was considered to be unsuitable and the Water
Quality Board requested additional investigation. Several submissions
for improved criteria followed, notably that by the Dissolved
Oxygen Objective Review Committee which called for a two-number
criterion (average and minimum); however, this was considered
to be sufficiently similar to the existing objective and no
changes were enacted (IJC, 1979).
United States Environmental
Protection Agency (US EPA)
The US EPA put forth
dissolved oxygen criteria in 1986 which were a significant
departure from their previous criterion (1976) of 5.0 mg/L
(minimum) in water and interstitial water of salmonid spawning
beds. Following an extensive literature review, the agency
endorsed the rationale of the IJC's Review Committee (1979)
for a simple, two-number criterion based on data on growth,
development, reproduction and survival rather than on incipient
sublethal responses. The new criteria are comprised of a mean
(7 or 30-day) and a daily minimum, applied individually to
early life stages and mature life stages. A salmonid / non-salmonid
dichotomy was incorporated to recognize the differing sensitivities
of these groups and the interstitial oxygen requirements of
the former. The agency composited and re-analyzed fish growth
data (a well-researched topic area) and presented a convincing
basis for their determination of production impairment levels
at various dissolved oxygen concentrations. Table 10 contains
the impairment levels for both categories of salmonid life
stages.

Table 10. US EPA Production Impairment Levels for Dissolved Oxygen
|
Impairment
|
Salmonid
Early Life
Stages
(mg O2/L)
|
Salmonid
Other Life
Stages
(mg O2/L)
|
None
|
11
(8)1
|
8
|
Slight
|
9
(6)
|
6
|
Moderate
|
8
(5)
|
5
|
Severe
|
7
(4)
|
4
|
Limit
to Avoid Acute Mortality
|
6
(3)
|
3
|
1Bracketed
numbers represent interstitial oxygen concentrations (a 3 mg/L
differential relative to overlying water is assumed).Source:
US EPA, 1986.
The US EPA (1986) recognized
that the bulk of the (laboratory) data used to develop oxygen
response thresholds at constant exposures may not adequately
represent natural conditions. In particular, there had been
little work done on fluctuating exposures to mimic daily oxygen
cycles. Stewart et al., (1967), cited in US EPA, 1986,
found that the mean oxygen concentration of fluctuating exposures
was not a good indicator of effects on growth (was an underestimate)
and that the minimum level provided a better, albeit overestimate
of effect. Since the investigators observed no effects above
a certain threshold (6 mg O2/L) at constant exposure,
the agency hypothesized that including test concentrations
above this limit is what inflates the mean and underestimates
the effects on growth. A theoretical dosing model was applied
to the data of Stewart et al., 1967 which treated all
exposures above the response threshold as if they were 6 mg/L.
The resulting average concentrations of the daily cycle were
found to yield a reasonable estimate of the growth effects
observed, providing the minimum levels used were not lethal
(US EPA, 1986).
The US EPA (1986) derived
dissolved oxygen criteria primarily from the growth or production
impairment levels presented in Table 10, modified slightly
to represent natural conditions (high seasonal temperatures,
pollutant stresses and cycling exposures). The limits shown
in Table 11 are 0.5 mg/L above their `Slight Production Impairment'
values and are represented as being protective of the more
sensitive populations of freshwater organisms from impairment
rather than being assured no-effect levels:

Table 11. US EPA Water Quality Criteria for Ambient Dissolved
Oxygen Concentrations
| |
Coldwater
Criteria1
|
|
| |
Early
Life Stages2
(mg O2/L)
|
Other
Life Stages
(mg O2/L)
|
30-Day
Mean
|
|
6.5
|
7-Day
Mean
|
9.5
(6.5)
|
|
7-Day
Mean Minimum
|
|
5.0
|
1-Day
Minimum
|
8.0
(5.0)
|
4.0
|
1Warm-water
criteria also were formulated
2These are
water column concentrations recommended to achieve the required
interstitial dissolved oxygen concentrations shown in parentheses.
Source:
US EPA, 1986
Where
natural conditions do not meet 110 percent of the applicable
criteria means or minima, the minimum acceptable concentration
is 90 percent of the natural concentration (US EPA, 1986).
The
Canadian Council of Ministers of Environment (CCME)
The Canadian Councial
of Resource and Environment Ministers, CCREM, (now the CCME)
issued water quality guidelines were enacted in 1987, which included
dissolved oxygen. The Task Force on Water Quality Guidelines
had commissioned a review of existing oxygen criteria considered
to be the most appropriate for Canadian waters and elected to
adopt a modified version of the US EPA (1986) criteria:

Table 12. CCME Dissolved Oxygen Guidelines
| |
Early
Life Stages
(mg O2/L)
|
Other
Life Stages
(mg O2/L)
|
Cold-water
biota1
|
9.5
(6.5)2
|
6.5
|
1Warm-water
criteria also were included
2Interstitial
waterSource: CCME, 1987
The CCREM (1987) took
the US EPA (1986) 7-d and 30-d mean values for `early life
stages' and `other life stages', respectively, for coldwater
species and re-assigned them as instantaneous minima to ensure
a higher level of protection. It was noted that natural variations
in dissolved oxygen concentrations be taken into acount, but
no further details were advanced with respect to application
of the guidelines.
Rombough-Criteria for
Steelhead Trout
Rombough (1988) used
indirect calorimetry to estimate metabolic rates and critical
dissolved oxygen concentrations for steelhead trout embryos
and alevins under hatchery conditions. It was demonstrated
that critical levels (where oxygen uptake first becomes affected)
rose from less than 1 mg O2/L shortly after fertilization
to 7.5 to 9.5 mg O2/L just before hatch, dropped
sharply at hatch and then declined to stable levels of 2.3
to 4.8 mg O2/L through the alevin stage (Figure
10). Critical levels also were shown to increase with increasing
temperature throughout development as a result of the increased
metabolic demand. Rombough expressed confidence that the emperically-derived
response thresholds were representative of normal rearing conditions
and proposed that maximum incipient limiting levels (Pc max),
which occur just before hatch, could be used to develop dissolved
oxygen criteria for steelhead trout in natural waters at any
given temperature. The equation below describes the line in
Figure 12 and is based on data for 6, 9 and 12C tests only,
presented earlier in Figure 10 (there was poor survival of
15C test fish, which likely approached their lethal temperature
range):
Pc
(max) = 2.07 + 3.06 InT
Examples:
at 5 degrees C, Pc
(max) = 7.0 mg O2/L
at 7.5 degrees C, Pc
(max) = 8.2 mg O2/L
at 10 degrees C, Pc
(max) = 9.1 mg O2/L
Others have applied
Rombough's steelhead trout criterion to other salmonids; however,
such application may be premature, as Rombough's data for chinook
salmon, for example, differ appreciably. The critical response
curve for chinook salmon eggs (cited in SIGMA, 1983) just prior
to hatch is at least 2 mg/L higher throughout the temperature
range, relative to the steelhead trout curve.

4.6 Recommended Criteria
4.6.1 Freshwater and Sediment
The
provincial criteria for dissolved oxygen concentrations to
protect aquatic life are presented in Table 13, and the rationale
for the levels chosen is detailed in Section 4.7. These criteria
have been largely derived from the 1986 US EPA information
on fishery production impairment levels, modified to provide
a more appropriate level of protection for cold-water fishes
in British Columbia. The heavy bias in the literature towardssalmonid
research is evident in the criteria, which reflect the biology
of this group. Based on the literature reviewed, the criteria
are believed to be sufficiently conservative to be protective
of freshwater invertebrates and aquatic life in general.
Figure 12. Comparison of Dissolved Oxygen Criteria from Various
Authors

Note: This is not a
complete listing, but is representative of the most conservative
criteria developed by these authors (primarily for developmental
stages of freshwater fishes).
Source: Derived from
CCME, 1987; Davis, 1975; US EPA, 1986; EIFAC, 1973 and Rombough,
1988.

4.6.2 Marine and Estuarine Waters
The effects of hypoxia
on marine invertebrates were reviewed in Section 4.2.2. It
is well-documented that many intertidal molluscs tolerate near
anoxic conditions for a number days. The requirements of decapods
(e.g, crab and shrimp-Table 5) are somewhat higher,
but lethality limits are much lower than higher groups such
as fishes. Pelagic marine organisms routinely encounter oxygen-deficient
waters in inlets, but will actively avoid severe hypoxic stress.
Generally, there is a lack of data available on dissolved oxygen
requirements of marine organisms in Canadian waters. Davis
(1975) reviewed a small number of studies that included both
Atlantic and Pacific species and concluded that the knowledge
of chronic effects was not sufficient to establish safe criteria.
Nevertheless, Davis (1975) did calculate `Level A' (most protective)
limits for both anadramous and non-anadramous marine species
of 9.0 and 8.75 mg O2/L, respectively. These values
were slightly more stringent (approximately 1 mg/L higher)
than for the freshwater salmonid category.
We believe that reliable
criteria for strictly marine groupings cannot be developed
with the data base that exists for this physically and biologically
diverse environment. However, several of the economically important
salmonid species, which have been well-studied, spend the majority
of their life cycle in saltwater. Because of this territorial
overlap, it is reasonable to apply the aquatic life criteria
in Table 13 (developed primarily from salmonid research) to
estuarine or marine waters where anadramous species are known
to range.
4.7 Rationale
4.7.1
Cold-Water / Warm-Water Distinction
The US EPA (1986), and
subsequently the CCREM (1987) national guidelines, presented
separate dissolved oygen guidelines for cold-water (salmonid)
and warm-water (non-salmonid) biota to distinguish the different
oxygen requirements of these groups. The latter is generally
accepted to be less sensitive to hypoxia than salmonids. A
group which does not fit well into this categorization is the
non-salmonid, cold-water or cool-water fish (e.g., pikes,
sculpins). The US EPA (1986) recognized that the oxygen requirements
of these species were closer to salmonids, but included them
in the derivation of response thresholds for a non-salmonid,
warm-water grouping. For the purpose of this document, salmonid
and salmonid-like species are considered together and constitute
the basis of our criteria for aquatic life.
Understandably, there
is a considerable range of oxygen requirements reported for
non-salmonids due to the taxonomic and physiological variability
of this group. The US EPA (1986) made a qualification that
the data base was limited and the need for subjective technical
judgement during criteria development was greater. Unlike regions
of the United States, salmonid and salmonid-like species are
ubiquitous within the cooler waters of British Columbia. Thus,
a more stringent criterion for these fish almost always would
supersede a need for the application of a non-salmonid or warm-water
criterion. For these reasons, and the opportunity for simplification,
separate warm-water and cold-water criteria are considered
redundant.

4.7.2 Concentration
(mg/L) Versus Percent Saturation And Temperature Dependency
Concentration and percent
saturation both have been used for specifying a particular
level of dissolved oxygen in water. Arguments can be presented
for the validity of either expression of criteria, although
in recent years there has been a general preference for oxygen
concentration in mg/L. Davis (1975) chose percent saturation
for his criteria as this was the only value which encompassed
both oxygen content and partial pressure at various temperatures.
As discussed earlier, Davis considered the oxygen tension gradient
between the tissue and external media to be critical for proper
gas exchange. At lower temperatures and oxygen solubilities,
criteria (in percent saturation) were set to maintain the partial
pressure response thesholds that were derived. At higher temperatures,
higher percent saturations were necessary to maintain the oxygen
content specified in the original response thresholds expressed
in mg/L. Several reviewers have disagreed with this premise,
notably the IJC (1979), CCREM (1987) and the US EPA (1986),
and concluded that a simple criterion in mg/L expressed as
a mean and / or minimum was preferable to percent saturation.
The main points made in support of this decision are summarized
below:
- Fish
physiology specialists commissioned by the IJC (1980) concluded
that the
rate of oxygen transfer across fish gills is governed by diffusion
down a concentration gradient and is dependent on the
mean difference in oxygen partial pressure across the gills.
Since the minimal tissue oxygen pressure necessary for normal
metabolic activity has not been established, oxygen pressure
or percent saturation do not provide a true indication of the
pressure differences across the gill. Most of the oxygen can
be effectively removed from the water presented to the respiratory
surface, therefore it follows that the total amount (concentration)
of oxygen delivered to the gills is a more specific limiting
factor than is oxygen pressure per se.
- Altitude has
no known effect on the amount of dissolved oxygen needed by
aquatic organisms and there may be no clear choice for either
concentration or partial pressure. At a constant percent saturation,
the amount of oxygen available decreases with increasing altitude
(Chapman, unpublished).
- At a constant
partial pressure in increasingly saline waters, the concentration
will decrease, and a criterion based upon constant partial
pressure (or saturation) would unacceptably decrease when expressed
as concentration (Chapman, 1994). Note that Davis' (1975) criteria
for marine waters, based on percent saturation, are actually
higher than comparable freshwater criteria.
- There is some
indication (e.g., growth effects data) that critical partial
pressure of dissolved oxygen probably decreases in cold water.
While the concentration would remain the same, percent saturation
(and partial pressure) would mandate an increase in the dissolved
oxygen concentration and be unnecessarily stringent (IJC,
1979; Chapman, unpublished). The reverse is true in warm water,
where
the amount of oxygen needed by aquatic life increases, but
expressed as partial pressure / saturation, the amount available
decreases. Davis (1975) compensated for this by requiring
maintenance of higher percent saturations, and corresponding
oxygen concentrations,
at higher tabulated temperatures (for 15, 20 and 25 degrees
C).
The effect of temperature
on oxygen response thresholds, in general, has been obvious
in some studies (e.g., Rombough, 1988) and absent in
others (e.g., Ott, 1980). The effect of temperature
on growth of chinook salmon at various dissolved oxygen levels,
shown earlier in Figure 8, indicated that high temperatures
increased the severity of hypoxia, but had little influence
when oxygen levels exceeded 6 mg/L. Davis (1975) included a
temperature component in the criteria based on percent saturation;
however, Davis oxygen response data (in mg/L) for freshwater
fish plotted against test temperatures showed an absence of
any relationship. No temperature component is recommended at
this time. On the strength of works by Rombough (1988) and
expectations of future research in this direction, we recognize
that this position could change.
Various formats for
expressing dissolved oxygen can convey the same level of protection.
However, the added complexity of sliding-scale criteria or
some combination of formats (e.g., partial pressure
and percent saturation) is considered unnecessary. Furthermore,
we accept the generally good `fit' of dissolved oxygen concentration
and aquatic life response thresholds within the body of existing
research. Dissolved oxygen concentration in mg/L embodies the
benefits of a sliding-scale with respect to important environmental
variables, in a simpler format, and we believe is an appropriate
expression for criteria.

4.7.3 Variable, Minimum and Mean Criteria
Early criteria documents
such as Doudoroff and Shumway's (1970) treatise related naturally
occurring fluctuations in dissolved oxygen with acceptable
seasonal minimums. In their case, the acceptable minimums were
offered graphically as multi-levels of protection from no depression
of natural conditions (straight-line relationship) through
progressively lower protection curves. Selection of the appropriate
curve was based upon the value of the fishery, and as such
was primarily a socio-economic decision, not a biological one.
They specified seasonal minimums as the basis for criteria
development, since average oxygen levels would not be protective
where wide fluctuations occurred. Regardless of the scientific
data utilized to develop the protection threshold(s), a potential
shortcoming of seasonally variable criteria is the dependence
on sound knowledge of the ambient oxygen regime for each waterbody
in question. In addition, human activity may preclude determining
of natural minima and the application of this approach.
Some jurisdictions
(e.g., CCREM, 1987 and IJC, 1979) have utilized a simple
minimum oxygen criterion. Although easy to apply, the natural
fluctuations inherent to many dissolved oxygen regimes would
result in routine exceedance of conservative criteria set close
to saturation. Alternatively, a minimum criterion applied where
diurnal cycles are large would not be protective in situations
where cycles were minor. Thus, oxygen minima alone can result
in under-protection and / or over-protection. The US EPA considered
this to be a major shortcoming with their previous single criterion
of 5 mg/L (Chapman, unpublished). For example, if the dissolved
oxygen concentration is very stable, a 5 mg/L minimum is functionally
equivalent to a 5 mg/L average, a level which would cause moderate
production impairment to cold-water fish (Table 9). An advisory
committee to the IJC (1979) proposed a two-number oxygen criterion:
a 6.5 mg/L mean and a 5.5 mg/L minimum; however, this new scheme
was never adopted for the Great Lakes. The US EPA (1986) concurred
that a simple minimum was too limiting for communicating the
complexity of dissolved oxygen requirements and protecting
against the effects of hypoxia. In their most recent criteria
document, they have utilized a one-day minimum for preventing
short-term exposure to potentially lethal low oxygen concentrations,
and a mean to provide ongoing protection from chronic effects
under sub-optimal conditions.
Chapman (unpublished)
explained that in two-number oxygen criteria, the minimum merely
puts a `floor' under the operational criteria, that are based
on means-where the real protection lies. This is an important
concept, as readers should not be overly concerned by what
may be first perceived as a low instantaneous threshold. Given
that most laboratory research is based on constant exposure
testing without regard for natural oxygen flucuation, the application
of these data to develop criteria means (rather than minimums)
is reasonable. A 30-day mean is a familiar time frame, and
the US EPA considered this a sufficient reporting period over
which observed effects on growth might be meaningful. They
also deemed that a 7-day mean was a necessary averaging period
to protect the often short-duration, most sensitive early life
stages.
We have adopted two-number
(mean / minimum) criteria and a 30-day averaging period for
our dissolved oxygen criteria.

4.7.4 The Numerical Criteria
The most recent US EPA
(1986) document on dissolved oxygen (cold-water category) is
largely based on salmonid species common to British Columbia
waters and represents the most authoritative work on the subject
thus far. The agency has acknowledged that if their criteria
were just maintained for an extended period, there would be
risk of production impairment in natural systems, since these
are no assured no-effect limits. Rather, the US EPA's conceptual
guide has been to protect most species most of the time. The
agency also was sensitive to the fact that national criteria
often become standards (or objectives) and that socio-economic
hardships can result from too-stringent guidelines in the United
States. In British Columbia, anthropogenic influences on water
quality generally are less and water temperatures are lower;
therefore, ambient dissolved oxygen levels can be expected
to be higher. We see no justification for compromising protection
levels established for dissolved oxygen in this province. The
US EPA (1986) also considered this circumstance for other jurisdictions
and recommended the `No Production Impairment' values if some
assumed risk was unacceptable. Moreover, while criteria must
be developed independently without consideration for compounding
effects of other potentially harmful constituents, a safety
margin is achieved to some degree by selecting conservative
limits.
Through the myriad of
experimental procedures applied to oxygen deficiency studies,
a broad range of response thresholds have been reported. Often,
sub-optimal performances are reported in studies of physiological
impacts where short-term effects can be measured. Under the
same conditions, the influences on metabolic processes (e.g.,
feeding, swimming) often are not significant. The approach
used here to derive criteria values has been to rely primarily
on that portion of the data base that is well-documented and
reasonably consistent, and which can most easily be related
to the fitness of the organism. We are in agreement with the
US EPA (1986) that the effects on fish growth and survival
reported at higher oxygen levels and moderate to high seasonal
temperatures for the test subjects, provide the best basis
for criteria development.

Embryo/Alevin
Life Stages -The US EPA considered early life stages
to be the least documented for criteria purposes and expressed
conservatism in their approach for the following reasons:
the potential for exposure to low oxygen triggering simultaneous
early hatching with its unknown effect on survival, the apparently
significant interaction of slight reductions in dissolved
oxygen and high temperature on embryo / alevin survival and
the uncertainty of interstitial flow rates (Chapman, unpublished).
In addition, early life stages are incapable of an avoidance
response to hypoxic conditions or the presence of other stressors.
A degree of added conservatism also seems appropriate based
on the experience of those who have studied survival in natural
or artificial redds (e.g., Sowden and Power, 1985,
Coble, 1961; Koski, 1965; Turnpenny and Williams, 1980).
The investigators reported lethal oxygen thresholds in the
range of 4 to 6 mg/L constant exposure, compared to laboratory
studies in which lethality seldom occurred above 3 mg/L.
Studies of salmonid redds have shown low instantaneous oxygen
minima to occur, which underscores the need for a protective
averaging criterion. For early developmental stages, we agree
with the US EPA's (1986) rationale for a 5 mg/L, 1- day minimum
criterion; however a more conservative 6 mg/L instantaneous
minimum has been established for BC This is consistent
with the recommended criterion from that agency's own Science
Advisory Board (1986), which concluded that greater consideration
had to be given to the incomplete (but nonetheless compelling)
evidence for chemical interactions and additive stresses
likely to be encountered in natural environments. Prolonged
exposure at this threshold would result in minor loss of
production (6 mg/L is equivalent to the US EPA's 'Slight
Production Impairment' level), but is highly unlikely using
tiered, two-number criteria. Instantaneous minima in two-number
criteria are a recognition that chronic toxicity limits can
be safely exceeded for short periods as long as the lower
concentration is above that which could result in serious
impairment or lethality. As discussed in Section 4.3.3.2
(growth), alevins subjected to short-term hypoxia typically
recover fully and achieve normal size. The instantaneous
minimum applies to interstitial spawning gravels or the water
column where the developmental stages are not buried. In
the absence of interstitial data, water column concentrations
should be at least 3 mg/L higher (9 mg O2/L) for
buried life stages (as explained in Sections 3.3.3).
Several investigators
(e.g., Alderdice et al., 1958 and Rombough, 1988)
have described the variability in oxygen requirements through
the early developmental stages. For practical purposes, a general
criterion can only be directed at the most sensitive periods.
The criterion which embodies most of the protection for early
life stages is the 30-day mean, which limits excursions
below the mean over the time period and hence is protective
of the short-duration, sensitive stages of development. We
have adopted a criterion of 8 mg/L dissolved oxygen
(11 mg/L in the water column) for embryo / alevin life stages,
primarily based upon the data of Warren et al. (1973)
and Silver et al. (1963) contained in Figure 9 (Section
4.3.2.2), which depict growth impairment curves for salmonids
subjected to hypoxia. There is a modest inflection point at
8 mg/L corresponding to observed growth reductions that were
predominantly below 10 %. In addition, this threshold is above
reported responses to hypoxia with respect to time of hatch
and first feeding. The US EPA (1986) established a 7-day criterion
mean of 6.5 mg/L or 0.5 above their 'Slight Production Impairment'
limit. For reasons already stated, we have chosen a more conservative
limit which is equivalent to the US EPA 'No Production Impairment'
level. While a 30-day averaging period is less stringent that
a 7-day period for a comparable number of sampling events,
this should not compromise safety unduly because of the higher
threshold being used.
The 8 mg/L threshold
can be compared to other criteria that are illustrated in Figure
12. Under Rombough's (1988) proposed scheme for steelhead steelhead
trout, for example, 8 mg/L would be in compliance up until
interstitial temperatures exceeded 7C.

Juvenile/Adult
Life Stages - Again, in two-number criteria an acceptable
instantaneous oxygen threshold for aquatic life must avoid
severe stress
and established lethal limits for the most sensitive species.
It was noted earlier that salmonid lethality predominantly
has been reported at dissolved oxygen concentrations below
3 mg/L. The US EPA has recognized that a number of riffle-dwelling
invertebrates common to salmonid habitats are even less tolerant
of acute oxygen deficiency (Chapman, unpublished). The agency
considered a 4 mg/L minimum would adequately protect coldwater
organisms for a limited duration, but the potential for production
impairment at this level was classified as severe. The first
part of the British Columbia criteria for juvenile/adult
life stages has been set at a more conservative 5 mg/L
instantaneous minimum and corresponds to E.P.A.'s 'Moderate
Production Impairment' level for salmonids as instantaneous
minima (i.e., as an acceptable short-term, non-lethal
stress level only-not to be confused with accepting chronic
production impairment).
The US EPA (1986) proposed
both 7- and 30-day mean criteria of 5 and 6.5 mg/L respectively,
for protecting other than early life stages. This added level
of complexity was considered unnecessary for the British Columbia
situation, as our criterian would be more conservative and
the additional monitoring requirements inherent with a 7-day
averaging period could be unnecessarily burdensome. The US
EPA (1986) acknowledged that mature life stages probably can
be adequately protected by a 30-day average. In addition, this
time period is more relevant to the observed effects on growth,
which have been the basis for development of production impairment
levels and criteria. In studies described earlier (Section
4.3.1.2), and particularly those referred to in Figures 7 and
8, growth impairment was negligible above 8 mg/L. An 8 mg/L threshold
has been selected as the 30-day mean criterion for juvenile/adult
life stages and is the same as the criterion for developmental
stages. This is consistent with our use of the US EPA's 'No
Production Impairment' values as continuous average thresholds
to achieve a high degree of protection.
Relative to other criteria,
an 8 mg O2/L limit is approximately equal to Davis'
'Level A' (highest) protection level of 7.75 mg/L for freshwater
salmonids, at temperatures of 15C and above (higher oxygen
concentrations where specified at lower temperatures). The
CCREM (1987) criterion of 6.5 mg O2/L (minimum)
could offer a similar degree of protection as our 30-day mean
in situations where there is considerable diurnal flucuation
in natural oxygen levels. However, as explained in Section
4.7.3, one-number criteria have an inherent inflexibility and
can result in under-protection where cycles are minor (i.e.,
sustained 6.5 mg O2 /L could result in production
impairment to aquatic life).

4.8 Application of Criteria
Dissolved oxygen is
more reactive and variable in the short-term than most chemical
constituents of water. Special considerations are necessary
when designing a monitoring program and applying criteria.
While it is beyond the scope of this document to develop monitoring
protocols, oxygen has some behavioural characteristics that
should be recognized.
Oxygen cycles and
monitoring frequency - Dissolved oxygen cycles in productive
waters are common, and site-specific details must be taken
into account when designing a sampling strategy. Diurnal
oxygen flucuations typically result in sub-optimal conditions
for at least brief periods; therefore, the timing of measurements
is very important. It is the intent of two-number criteria,
that the lower magnitude of these fluctuations not be less
then the criterion for the instantaneous minimum. In natural
waters influenced by oxygen generation from primary production,
daily cycles usually are sinusoidal with a maximum concentration
reached late in the day and a minimum in early morning. Whether
a cycle exists naturally or is the result of a manipulated
discharge (e.g., a hypolimnetic withdrawal from a
reservoir), it is necessary to determine a reasonable average
of the extreme high and low concentrations once the shape
of the oxygen curve is determined (i.e., a minimum
of two measurements must be taken). Cycles are more likely
to be non-sinusoidal in manipulated flows, and the US EPA
(1986) recommended that time-weighted averages be used in
these circumstances. In addition, maximum dissolved oxygen
concentrations used in calculating daily averages should
not exceed the known saturation limit (Stewart et al.
[1967] determined that these elevated levels had no beneficial
effect on growth).
The required frequency
of sampling can be driven by a number of circumstances (e.g.,
known variability of oxygen levels in the source water, the
most sensitive species / life stages present and their duration,
and logistical constraints such as cost or distance between
sample sites). For normal ambient monitoring, five measurements
taken weekly within 30 days is a minimum
(and as mentioned above,
daily averages have to be used where cycles exist). Additional
sampling is recommended where ambient levels are known to vary
over time or are close to criteria values. A few excursions
below the mean can easily result in non-compliance. In such
cases, additional sampling over a 7-day averaging period would
be prudent to check for anomolies and determine the extent
of low dissolved oxygen concentrations.
Temperature
considerations - It
was decided there were insufficient data to incorporate an
additional temperature component into broad aquatic life criteria,
moreso than is already provided by using single number oxygen
concentrations (where corresponding saturation values vary
with temperature). We recognize that the effects of hypoxia
likely are more severe under the added stress of higher temperatures.
If the presence of early life stages (prone to highest mortality)
coincides with high seasonal summer temperatures, special attention
should be given to the attainment of criteria; however, where
the 30-day mean thresholds are likely to be exceeded routinely
as a result of natural conditions, site-specific objectives
will have to be developed. This would likely be the case for
species that spawn in summer such as rainbow trout.
There is some assurance
from work by Rombough (1988) that where prevailing water temperatures
are less than 7C, criteria thresholds of Table 13 are likely
to be overly stringent and could be relaxed for early developmental
stages. This opportunity would require adequate knowledge of
natural site conditions and could be tempered by the normal
variance that is expected for timing of hatch, where oxygen
requirements are greatest for early stages (i.e., staggered
hatch times could diminish the time 'window' where lower limits
apply).
Multiple
toxicity considerations - We believe that our dissolved
oxygen criteria are sufficiently conservative that multiple
toxicity generally
will not be cause for concern. With the exception of ammonia,
there is limited opportunity in the literature to develop
quantitative relationships between dissolved oxygen and potential
toxicants. It is recommended that multiple toxicity be dealt
with on a site-specific basis where, in the presence of known
contaminants (e.g, cyanide, un-ionized ammonia) the
criteria for dissolved oxygen and the other contaminants
may have to be modified to provide the appropriate level
of protection for aquatic life. Where literature studies
lack sufficient detail to accomplish this, bioassasys could
be performed on sensitive local species for the range of
expected conditions.
Interstitial
considerations - It
is incumbent on resource managers to have a reasonable understanding
of the aquatic life resources being protected. For example,
in salmonid-bearing waters, embryos and alevins typically are
buried in the stream bottom or shallow lake bed for several
months each year. Due to the variety of salmonids endemic to
British Columbia, there may only be a limited time that early
life stages are not present in spawning media. As discussed
previously, the criteria for early life and mature life stages
are the same when interstitial measurements are being used
for the buried early life stages. If surface water is being
tested, a 3 mg/L differential is assumed, wherein the instantaneous
minimum and mean criteria values are raised to 8 and 11 mg/L,
respectively, for the buried early life stages. Interstitial
data clearly represent a more direct and accuarate measure
of available oxygen and is preferred; however, the increased
complexity of sampling may not be practical for routine field
monitoring.
Depth
considerations - It
should be understood that oxygen concentrations in lakes (particularly
in the hypolimnion) and coastal inlets are naturally depressed
and cannot be expected to meet the criteria levels herein,
which primarily should be applied to surface and near-surface
waters. Site-specific objectives could be developed for stratified
lakes based on natural historical oxygen concentrations.
General
- Natural oxygen levels that do not meet criteria - Studies
of dissolved oxygen levels in spawning media have determined
that, under
some normal circumstances (e.g., summer high temperatures,
high elevation, etc.), concentrations may not meet the provincial
criteria. Typical survival rates of incubating salmonids
from egg deposition through to emergence are known to be
relatively low due to a combination of stressors, and lack
of oxygen commonly is cited. Based on works such as Rombough
(1988), which detail the elevated oxygen requirements near
the time of hatch, it is apparent that hypoxic stress, particularly
in the interstitial environment, is not uncommon or unnatural
during early development.
In cases where natural
dissolved oxygen concentrations in surface waters or sub-surface
waters do not meet criteria, no statistically significant reduction
below natural levels should be permitted. An accurate determination
of natural ambient conditions, including temporal variability,
would be critical in such an assessment. Statistical comparison
of background levels (e.g., for lakes) or upstream /
downstream measurements in relation to a perturbation such
as a discharge should use a one-tailed, two sample t-test,
at the 0.05 probability level. The minimum sampling requirement
is five measurements collected weekly in 30 days. The two sample
t-test requires the different stations to have similar variances
(use the F-test). If, at the affected site, data from a discharge
event are pooled with steady-state data, the variance may increase
and become dissimilar to the ambient site, invalidating the
two sample t-test. To reduce the variance, data from the steady
state and the event should be treated independently.
Table 13. Provincial Dissolved Oxygen Criteria for Aquatic Life
for Fresh, Marine and Estuarine Waters, and Sediments
| |
All
Life Stages
other than Buried
Embryos/Alevins
|
Buried
Embryo/Alevin
Life Stages1
|
|
| |
Water
Column
(mg O2 /L)
|
Water
Column2
(mg O2 /L)
|
Interstitial
(mg O2/L)
|
30-day
mean3
|
8
|
11
|
8
|
Instantaneous
minimum4
|
5
|
9
|
6
|
1 Instream
concentrations from spawning to the point of yolk sac absorption
or 30 days post-hatch for fish.
2 Water column
concentrations recommended to achieve interstitial dissolved
oxygen values when the latter are unavailable. Interstitial oxygen
measurements would supercede water column data.
3 Based on
at least 5 approximately evenly spaced samples in 30 days. If
a diurnal cycle exists, measurements should be taken when oxygen
levels are low (usually early morning).
4 Minimum
level to be maintained at all times.
Source:
Derived in part from US EPA, 1986